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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
426
CALL
Truist Financial
TFC
$64.7B
$6.32M 0.03%
166,000
+58,900
+55% +$2.22M
ROST icon
427
CALL
Ross Stores
ROST
$78.6B
$6.31M 0.03%
67,600
+10,100
+18% +$906K
ADSK icon
428
CALL
Autodesk
ADSK
$54.5B
$6.31M 0.03%
27,300
+5,600
+26% +$1.33M
AON icon
429
PUT
Aon
AON
$75.7B
$6.27M 0.03%
30,400
+15,000
+97% +$3M
EFX icon
430
PUT
Equifax
EFX
$21.8B
$6.26M 0.03%
39,900
-2,000
-5% -$328K
ILMN icon
431
CALL
Illumina
ILMN
$29.1B
$6.24M 0.03%
20,766
+7,299
+54% +$2.51M
YUM icon
432
PUT
Yum! Brands
YUM
$41.2B
$6.22M 0.03%
68,100
+3,200
+5% +$295K
DUK icon
433
CALL
Duke Energy
DUK
$97.1B
$6.17M 0.03%
69,700
+9,700
+16% +$800K
LRCX icon
434
CALL
Lam Research
LRCX
$422B
$6.17M 0.03%
186,000
+55,000
+42% +$1.89M
SPGI icon
435
CALL
S&P Global
SPGI
$125B
$6.13M 0.03%
17,000
+3,500
+26% +$1.23M
DOV icon
436
PUT
Dover
DOV
$27.8B
$6.08M 0.03%
56,100
+9,300
+20% +$996K
CRM icon
437
Salesforce
CRM
$165B
$6.07M 0.03%
+24,150
New +$5.29M
ANSS
438
PUT
DELISTED
Ansys
ANSS
$6.05M 0.03%
18,500
+2,700
+17% +$846K
DD icon
439
CALL
DuPont de Nemours
DD
$19.5B
$6.05M 0.03%
86,837
+9,162
+12% +$642K
GS icon
440
CALL
Goldman Sachs
GS
$304B
$6.03M 0.03%
30,000
-400
-1% -$81.4K
ZTS icon
441
CALL
Zoetis
ZTS
$31.3B
$6M 0.03%
36,300
+13,600
+60% +$2.09M
ANET icon
442
PUT
Arista Networks
ANET
$257B
$6M 0.03%
464,000
+83,200
+22% +$1.14M
VFC icon
443
PUT
VF Corp
VFC
$5.79B
$5.98M 0.03%
85,100
+24,600
+41% +$1.59M
MLM icon
444
PUT
Martin Marietta Materials
MLM
$32.7B
$5.96M 0.03%
25,300
+1,600
+7% +$346K
DFS
445
PUT
DELISTED
Discover Financial Services
DFS
$5.93M 0.03%
102,700
+20,200
+24% +$1.06M
PSX icon
446
Phillips 66
PSX
$92.8B
$5.93M 0.03%
114,383
+76,300
+200% +$4.66M
PNC icon
447
CALL
PNC Financial Services
PNC
$102B
$5.91M 0.03%
53,800
+2,200
+4% +$237K
NTAP icon
448
PUT
NetApp
NTAP
$40.2B
$5.91M 0.03%
134,700
+13,000
+11% +$567K
STX icon
449
PUT
Seagate
STX
$209B
$5.88M 0.03%
119,300
+1,400
+1% +$65.8K
VTR icon
450
Ventas
VTR
$46.3B
$5.85M 0.03%
139,333
+4,907
+4% +$196K
16 17
18
19 20

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.