Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $11.7B
1-Year Return 2.17%
This Quarter Return
+0.87%
1 Year Return
+2.17%
3 Year Return
+4.2%
5 Year Return
+5.2%
10 Year Return
+27.16%
AUM
$2.47B
AUM Growth
+$983M
Cap. Flow
+$967M
Cap. Flow %
39.12%
Top 10 Hldgs %
34.52%
Holding
641
New
134
Increased
185
Reduced
117
Closed
66

Top Buys

1
APC
Anadarko Petroleum
APC
$124M
2
RHT
Red Hat Inc
RHT
$93.8M
3
CELG
Celgene Corp
CELG
$78.8M
4
AABA
Altaba Inc. Common Stock
AABA
$73.1M
5
AGN
Allergan plc
AGN
$43.7M

Top Sells

1
EFA icon
iShares MSCI EAFE ETF
EFA
$59.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
$22M
3
ULTI
Ultimate Software Group Inc
ULTI
$11.8M
4
FDC
First Data Corporation
FDC
$7.72M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
$6.99M

Sector Composition

1 Healthcare 11.34%
2 Technology 11.31%
3 Communication Services 8.43%
4 Industrials 4.82%
5 Consumer Discretionary 4.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLVS
426
DELISTED
Clovis Oncology, Inc.
CLVS
– –
0
– –
CERN
427
DELISTED
Cerner Corp
CERN
– –
-2,108
Closed -$121K
DISCK
428
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-1,985
Closed -$50K
INFO
429
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
0
– –
KSU
430
DELISTED
Kansas City Southern
KSU
– –
-467
Closed -$54K
FLXN
431
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
0
– –
MXIM
432
DELISTED
Maxim Integrated Products
MXIM
– –
-1,097
Closed -$58K
BPY
433
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
0
– –
NAV
434
DELISTED
Navistar International
NAV
– –
-7,822
Closed -$253K
FLIR
435
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-226
Closed -$11K
PS
436
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-77,000
Closed -$2.44M
QEP
437
DELISTED
QEP RESOURCES, INC.
QEP
– –
-4,027
Closed -$31K
AMAG
438
DELISTED
AMAG Pharmaceuticals, Inc.
AMAG
– –
0
– –
IMMU
439
DELISTED
Immunomedics Inc
IMMU
– –
0
– –
CHK
440
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1,377
Closed -$854K
CTWS
441
DELISTED
Connecticut Water Service Inc
CTWS
– –
-13,930
Closed -$956K
LLL
442
DELISTED
L3 Technologies, Inc.
LLL
– –
-17,402
Closed -$3.59M
LXFT
443
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-69,812
Closed -$4.1M
NITE
444
DELISTED
Nightstar Therapeutics plc American Depositary Shares
NITE
– –
-83,060
Closed -$2.11M
TVPT
445
DELISTED
Travelport Worldwide Limited
TVPT
– –
-285,051
Closed -$4.48M
ULTI
446
DELISTED
Ultimate Software Group Inc
ULTI
– –
-35,592
Closed -$11.8M
ELLI
447
DELISTED
Ellie Mae Inc
ELLI
– –
-38,333
Closed -$3.78M
BEL
448
DELISTED
Belmond Ltd.
BEL
– –
-213,403
Closed -$5.32M
EHIC
449
DELISTED
eHi Car Services Limited
EHIC
– –
-74,008
Closed -$870K
ARRS
450
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-220,991
Closed -$6.99M
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