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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELV icon
426
Elevance Health
ELV
$86.4B
$1.76M 0.02%
6,701
+4,837
+259% +$1.33M
NOC icon
427
Northrop Grumman
NOC
$81.6B
$1.76M 0.02%
7,176
+2,303
+47% +$636K
SRE icon
428
PUT
Sempra
SRE
$56.5B
$1.75M 0.02%
32,400
+4,200
+15% +$239K
CHTR icon
429
Charter Communications
CHTR
$18.7B
$1.74M 0.02%
6,115
-450
-7% -$141K
CTXS
430
PUT
DELISTED
Citrix Systems Inc
CTXS
$1.74M 0.02%
17,000
+9,400
+124% +$993K
HPE icon
431
PUT
Hewlett Packard
HPE
$79.2B
$1.74M 0.02%
131,500
+69,000
+110% +$1.03M
STI
432
PUT
DELISTED
SunTrust Banks, Inc.
STI
$1.74M 0.02%
34,400
+3,100
+10% +$186K
OVV icon
433
CALL
Ovintiv
OVV
$17.2B
$1.73M 0.02%
+60,000
New +$2.59M
COF icon
434
CALL
Capital One
COF
$137B
$1.72M 0.02%
22,700
+13,800
+155% +$1.2M
ULTA icon
435
PUT
Ulta Beauty
ULTA
$22.2B
$1.71M 0.02%
7,000
+3,100
+79% +$857K
VFC icon
436
PUT
VF Corp
VFC
$5.79B
$1.71M 0.02%
25,382
+8,390
+49% +$642K
ALGN icon
437
PUT
Align Technology
ALGN
$12.5B
$1.7M 0.02%
8,100
+3,400
+72% +$859K
BLK icon
438
CALL
Blackrock
BLK
$183B
$1.69M 0.02%
4,300
+2,800
+187% +$1.15M
EXPE icon
439
PUT
Expedia Group
EXPE
$39.4B
$1.67M 0.02%
14,800
+4,500
+44% +$538K
ATVI
440
CALL
DELISTED
Activision Blizzard
ATVI
$1.67M 0.02%
35,800
+18,400
+106% +$1.1M
SIRI icon
441
SiriusXM
SIRI
$9.43B
$1.66M 0.02%
+29,000
New +$1.76M
BIIB icon
442
CALL
Biogen
BIIB
$31.1B
$1.66M 0.02%
5,500
+1,500
+38% +$479K
LMT icon
443
CALL
Lockheed Martin
LMT
$138B
$1.65M 0.02%
6,300
+3,400
+117% +$1.03M
MO icon
444
CALL
Altria Group
MO
$109B
$1.64M 0.02%
33,100
+10,600
+47% +$614K
NTAP icon
445
PUT
NetApp
NTAP
$40.2B
$1.63M 0.02%
27,300
+12,000
+78% +$863K
INCY icon
446
PUT
Incyte
INCY
$24.4B
$1.62M 0.02%
25,500
+10,600
+71% +$688K
SCG
447
DELISTED
Scana
SCG
$1.61M 0.02%
33,623
-40,258
-54% -$1.73M
DISH
448
CALL
DELISTED
DISH Network Corp.
DISH
$1.61M 0.02%
64,300
-12,700
-16% -$399K
RTN
449
DELISTED
Raytheon Company
RTN
$1.6M 0.02%
10,458
+4,787
+84% +$857K
FDX icon
450
CALL
FedEx
FDX
$80.3B
$1.58M 0.02%
9,800
+4,900
+100% +$1.04M
16 17
18
19 20

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.