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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.89%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.31B
AUM Growth
-$2.77B
Cap. Flow
-$2.34B
Cap. Flow %
-54.41%
Top 10 Hldgs %
42.2%
Holding
510
New
224
Increased
49
Reduced
96
Closed
115

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$60.1M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$53.7M
3
PRE
PARTNERRE LTD
PRE
+$44.4M
4
CB
CHUBB CORPORATION
CB
+$30.6M
5
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$30.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$81.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$66.3M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$51.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$44.1M
5
ANN
ANN INC
ANN
+$36.2M

Sector Composition

Rank Sector Weight
1 Financials 4.59%
2 Industrials 2.04%
3 Communication Services 1.98%
4 Materials 1.23%
5 Consumer Staples 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLL
426
CALL
DELISTED
PALL CORP
PLL
– –
-100,000
Closed -$12.4M
PLL
427
DELISTED
PALL CORP
PLL
– –
-124,113
Closed -$15.4M
RCPT
428
CALL
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-30,000
Closed -$5.7M
PPO
429
CALL
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-29,900
Closed -$1.79M
PPO
430
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-275,000
Closed -$16.5M
PPO
431
PUT
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-6,600
Closed -$395K
ANN
432
DELISTED
ANN INC
ANN
– –
-750,200
Closed -$36.2M
BRLI
433
PUT
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-60,200
Closed -$2.48M
OCR
434
CALL
DELISTED
OMNICARE INC
OCR
– –
-512,600
Closed -$48.3M
OCR
435
PUT
DELISTED
OMNICARE INC
OCR
– –
-10,000
Closed -$942K
AEC
436
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-860,347
Closed -$24.6M
SUSQ
437
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-1,182,309
Closed -$16.7M
DTV
438
CALL
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-500,000
Closed -$46.4M
DTV
439
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-475,000
Closed -$44.1M
CTRX
440
CALL
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-192,100
Closed -$11.7M
CTRX
441
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-850,000
Closed -$51.9M
CTRX
442
PUT
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-145,400
Closed -$8.88M
KRFT
443
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-105,800
Closed -$9.01M
FDO
444
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-275,000
Closed -$21.7M
RKT
445
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-95,000
Closed -$5.72M
IGTE
446
DELISTED
IGATE CORPORATION
IGTE
– –
-675,000
Closed -$32.2M
DRC
447
CALL
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-221,000
Closed -$18.8M
DRC
448
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-250,000
Closed -$21.3M
LPNT
449
DELISTED
LifePoint Health, Inc.
LPNT
– –
-10,500
Closed -$912K
TWC
450
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-500
Closed -$93.4K
15 16 17
18
19

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Capstone Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Investment Advisors held 510 positions worth $4.31B, down 39% from $7.07B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors withdrew a net $2.34B in Q3 2015, closing 115 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $81.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, up from 0.97% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in iShares China Large-Cap ETF worth $54.9M.

  • Capstone Investment Advisors's largest Q3 2015 buy was iShares China Large-Cap ETF: 1,546,981 shares worth $54.9M.
  • Capstone Investment Advisors added most to CITY NATIONAL CORPORATION in Q3 2015, an estimated $13.7M increase.
  • Capstone Investment Advisors's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $66.3M.
  • Capstone Investment Advisors fully exited Apple in Q3 2015, selling an estimated $81.3M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $4.31B portfolio in Q3 2015.
  • Capstone Investment Advisors opened 224 new positions and closed 115 in Q3 2015.
  • Capstone Investment Advisors's portfolio value fell 39% quarter-over-quarter to $4.31B.

Based on Capstone Investment Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.