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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.61B
AUM Growth
-$226M
Cap. Flow
-$545M
Cap. Flow %
-7.16%
Top 10 Hldgs %
42.57%
Holding
535
New
162
Increased
75
Reduced
103
Closed
143

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$41.2M
3
META icon
Meta Platforms (Facebook)
META
+$25.5M
4
SWY
SAFEWAY INC
SWY
+$23.9M
5
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$127M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$45.8M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$19.6M
4
STWD icon
Starwood Property Trust
STWD
+$18.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$17.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.03%
2 Communication Services 2.23%
3 Healthcare 1.13%
4 Technology 0.94%
5 Consumer Staples 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
426
CALL
Yum! Brands
YUM
$37.8B
– –
-41,035
Closed -$2.22M
YUM icon
427
PUT
Yum! Brands
YUM
$37.8B
– –
-38,253
Closed -$2.07M
GAP
428
PUT
The Gap Inc
GAP
$7.66B
– –
-119,800
Closed -$4.8M
MRO
429
DELISTED
Marathon Oil Corporation
MRO
– –
-120,500
Closed -$4.28M
MRO
430
PUT
DELISTED
Marathon Oil Corporation
MRO
– –
-120,500
Closed -$4.28M
CTXS
431
CALL
DELISTED
Citrix Systems Inc
CTXS
– –
-100,841
Closed -$4.61M
NUAN
432
CALL
DELISTED
Nuance Communications, Inc.
NUAN
– –
-80,042
Closed -$1.19M
NAV
433
PUT
DELISTED
Navistar International
NAV
– –
-250,000
Closed -$8.47M
CTB
434
CALL
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-30,000
Closed -$729K
VER
435
CALL
DELISTED
VEREIT, Inc.
VER
– –
-60,000
Closed -$4.21M
MNTA
436
PUT
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-36,400
Closed -$424K
AGN
437
CALL
DELISTED
Allergan plc
AGN
– –
-106,100
Closed -$21.8M
AGN
438
PUT
DELISTED
Allergan plc
AGN
– –
-6,300
Closed -$1.3M
STI
439
CALL
DELISTED
SunTrust Banks, Inc.
STI
– –
-100,000
Closed -$3.98M
STI
440
PUT
DELISTED
SunTrust Banks, Inc.
STI
– –
-100,000
Closed -$3.98M
BKS
441
CALL
DELISTED
Barnes & Noble
BKS
– –
-109,872
Closed -$1.5M
BKS
442
PUT
DELISTED
Barnes & Noble
BKS
– –
-30,520
Closed -$418K
LLL
443
CALL
DELISTED
L3 Technologies, Inc.
LLL
– –
-60,000
Closed -$7.09M
TFCFA
444
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-13,700
Closed -$437K
TFCF
445
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-475,000
Closed -$14.8M
POT
446
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-171,300
Closed -$6.2M
MACK
447
CALL
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-27,962
Closed -$1.11M
MACK
448
PUT
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-15,888
Closed -$630K
GSOL
449
DELISTED
Global Sources Ltd
GSOL
– –
-376,500
Closed -$3.37M
SFR
450
DELISTED
Starwood Waypoint Homes
SFR
– –
-50,900
Closed -$1.47M
16 17
18
19 20

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Capstone Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Capstone Investment Advisors held 535 positions worth $7.61B, down 2.9% from $7.84B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Capstone Investment Advisors withdrew a net $545M in Q2 2014, closing 143 positions and reducing 103 holdings. Its most notable exit was Apple, an estimated $127M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 92% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $74.6M.

  • Capstone Investment Advisors's largest Q2 2014 buy was State Street SPDR S&P 500 ETF Trust: 381,410 shares worth $74.6M.
  • Capstone Investment Advisors added most to SAFEWAY INC in Q2 2014, an estimated $23.9M increase.
  • Capstone Investment Advisors's biggest Q2 2014 reduction was Ford, cutting an estimated $6.3M.
  • Capstone Investment Advisors fully exited Apple in Q2 2014, selling an estimated $127M.
  • Capstone Investment Advisors's ten largest holdings make up 43% of its $7.61B portfolio in Q2 2014.
  • Capstone Investment Advisors opened 162 new positions and closed 143 in Q2 2014.
  • Capstone Investment Advisors's portfolio value fell 2.9% quarter-over-quarter to $7.61B.

Based on Capstone Investment Advisors's 13F filing for Q2 2014, filed 18 Aug 2014.