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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
426
Akamai
AKAM
$16.8B
$931K 0.01%
+18,022
New +$850K
EXPE icon
427
Expedia Group
EXPE
$38.5B
$931K 0.01%
+17,970
New +$960K
EQIX icon
428
Equinix
EQIX
$102B
$918K 0.01%
+5,000
New +$906K
RYL
429
DELISTED
RYLAND GROUP INC
RYL
$911K 0.01%
22,472
+6,919
+44% +$266K
UNP icon
430
Union Pacific
UNP
$174B
$889K 0.01%
+11,450
New +$905K
CCL icon
431
Carnival Corporation Ltd
CCL
$38B
$885K 0.01%
+27,125
New +$985K
NDZ
432
DELISTED
NORDION INC COM STK (CDA)
NDZ
$881K 0.01%
102,160
– –
URI icon
433
United Rentals
URI
$71.2B
$879K 0.01%
+15,096
New +$838K
ATNY
434
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$867K 0.01%
295,989
– –
ABT icon
435
Abbott
ABT
$190B
$860K 0.01%
+25,928
New +$910K
MAS icon
436
CALL
Masco
MAS
$15B
$846K 0.01%
45,292
– –
DGIT
437
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$810K 0.01%
62,700
-169,995
-73% -$1.78M
BIIB icon
438
Biogen
BIIB
$30.1B
$765K 0.01%
+3,179
New +$711K
BGG
439
CALL
DELISTED
Briggs & Stratton Corp.
BGG
$764K 0.01%
38,000
– –
ONXX
440
PUT
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$710K 0.01%
+5,700
New +$722K
AMR
441
DELISTED
AMR CORP
AMR
$708K 0.01%
+172,500
New +$708K
BSX icon
442
PUT
Boston Scientific
BSX
$74.2B
$664K 0.01%
+56,600
New +$612K
APTV icon
443
PUT
Aptiv
APTV
$10.3B
$660K 0.01%
11,300
-37,000
-77% -$2.06M
ESRX
444
DELISTED
Express Scripts Holding Company
ESRX
$645K 0.01%
+10,448
New +$676K
ESV
445
DELISTED
Ensco Rowan plc
ESV
$642K 0.01%
2,989
+1,753
+142% +$402K
CCL icon
446
CALL
Carnival Corporation Ltd
CCL
$38B
$639K 0.01%
+19,600
New +$712K
TROW icon
447
T. Rowe Price
TROW
$24.3B
$635K 0.01%
+8,833
New +$654K
AMGN icon
448
Amgen
AMGN
$224B
$626K 0.01%
+5,597
New +$607K
HNR
449
CALL
DELISTED
Harvest Natural Resources
HNR
$620K 0.01%
+29,000
New +$526K
AXP icon
450
PUT
American Express
AXP
$230B
$604K 0.01%
+8,000
New +$602K
16 17
18
19 20

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.