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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
401
CALL
Union Pacific
UNP
$177B
$3.83M 0.02%
18,800
+900
+5% +$196K
HON icon
402
CALL
Honeywell
HON
$74.2B
$3.79M 0.02%
21,751
-3,076
-12% -$563K
MCHP icon
403
CALL
Microchip Technology
MCHP
$42.2B
$3.79M 0.02%
48,500
+32,300
+199% +$2.7M
SRE icon
404
PUT
Sempra
SRE
$56.5B
$3.78M 0.02%
55,600
+3,000
+6% +$216K
SHW icon
405
CALL
Sherwin-Williams
SHW
$87.8B
$3.77M 0.02%
14,800
-700
-5% -$187K
XLK icon
406
State Street Technology Select Sector SPDR ETF
XLK
$125B
$3.74M 0.02%
+45,594
New +$3.91M
NUE icon
407
PUT
Nucor
NUE
$61.9B
$3.74M 0.02%
23,900
+11,200
+88% +$1.85M
TROW icon
408
PUT
T. Rowe Price
TROW
$23.7B
$3.73M 0.02%
35,600
+9,500
+36% +$1.07M
RCL icon
409
PUT
Royal Caribbean
RCL
$83B
$3.69M 0.02%
40,000
+5,300
+15% +$531K
BLK icon
410
CALL
Blackrock
BLK
$184B
$3.68M 0.02%
5,700
+1,000
+21% +$699K
RTX icon
411
CALL
RTX Corp
RTX
$297B
$3.68M 0.02%
51,100
-3,400
-6% -$291K
HES
412
PUT
DELISTED
Hess
HES
$3.67M 0.02%
24,000
+6,100
+34% +$919K
EOG icon
413
PUT
EOG Resources
EOG
$74.2B
$3.64M 0.02%
28,700
+8,900
+45% +$1.13M
CME icon
414
PUT
CME Group
CME
$96.1B
$3.62M 0.02%
18,100
+2,600
+17% +$517K
ROST icon
415
PUT
Ross Stores
ROST
$78.6B
$3.6M 0.02%
31,900
+8,500
+36% +$975K
MO icon
416
CALL
Altria Group
MO
$109B
$3.6M 0.02%
85,500
-11,300
-12% -$499K
DE icon
417
Deere & Co
DE
$165B
$3.59M 0.02%
9,516
+8,516
+852% +$3.51M
WRK
418
DELISTED
WestRock Company
WRK
$3.58M 0.02%
100,000
+96,429
+2,700% +$3.16M
EWY icon
419
CALL
iShares MSCI South Korea ETF
EWY
$27.6B
$3.57M 0.02%
60,500
-31,000
-34% -$1.97M
UPS icon
420
CALL
United Parcel Service
UPS
$89.9B
$3.55M 0.02%
22,800
+8,600
+61% +$1.48M
TJX icon
421
CALL
TJX Companies
TJX
$170B
$3.55M 0.02%
39,900
+12,200
+44% +$1.07M
ALB icon
422
PUT
Albemarle
ALB
$15.4B
$3.54M 0.02%
20,800
+3,700
+22% +$737K
WBD icon
423
PUT
Warner Bros
WBD
$69.5B
$3.53M 0.02%
325,400
+15,500
+5% +$193K
NXT icon
424
Nextpower Inc
NXT
$15.9B
$3.49M 0.02%
87,000
+19,269
+28% +$780K
BBY icon
425
PUT
Best Buy
BBY
$18B
$3.49M 0.02%
50,200
+23,200
+86% +$1.79M
15 16
17
18 19

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.