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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
401
CALL
Bank of New York Mellon
BNY
$110B
$3.29M 0.02%
72,300
+2,300
+3% +$98.6K
SPG icon
402
Simon Property Group
SPG
$71.8B
$3.29M 0.02%
28,008
-47,903
-63% -$5.32M
WY icon
403
PUT
Weyerhaeuser
WY
$17.9B
$3.29M 0.02%
106,100
-132,600
-56% -$4.11M
RFAC
404
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
$3.29M 0.02%
325,000
– –
RSP icon
405
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$3.27M 0.02%
23,178
-2,532
-10% -$354K
USB icon
406
CALL
US Bancorp
USB
$102B
$3.27M 0.02%
75,000
+600
+0.8% +$25.7K
MDT icon
407
CALL
Medtronic
MDT
$116B
$3.26M 0.02%
42,000
+1,600
+4% +$130K
CNP icon
408
PUT
CenterPoint Energy
CNP
$26.7B
$3.24M 0.02%
108,000
+6,300
+6% +$183K
CVS icon
409
CALL
CVS Health
CVS
$121B
$3.22M 0.02%
34,600
+1,700
+5% +$164K
BNAI
410
Brand Engagement Network
BNAI
$108M
$3.22M 0.02%
32,000
– –
LUV icon
411
Southwest Airlines
LUV
$22B
$3.22M 0.02%
95,635
-16,471
-15% -$594K
VFC icon
412
CALL
VF Corp
VFC
$5.79B
$3.22M 0.02%
116,500
+100,700
+637% +$2.96M
KHC icon
413
PUT
Kraft Heinz
KHC
$30.1B
$3.21M 0.02%
78,800
+3,100
+4% +$118K
TXN icon
414
CALL
Texas Instruments
TXN
$250B
$3.21M 0.02%
19,400
+5,100
+36% +$850K
CAG icon
415
PUT
Conagra Brands
CAG
$7.38B
$3.2M 0.02%
82,800
+3,100
+4% +$112K
SYF icon
416
Synchrony
SYF
$26B
$3.18M 0.02%
96,743
-63,826
-40% -$2.19M
UNP icon
417
CALL
Union Pacific
UNP
$177B
$3.17M 0.02%
15,300
+2,700
+21% +$554K
CARR icon
418
PUT
Carrier Global
CARR
$52.3B
$3.15M 0.02%
76,400
-32,200
-30% -$1.31M
EL icon
419
Estee Lauder
EL
$31.5B
$3.14M 0.02%
12,648
-9,493
-43% -$2.12M
AES icon
420
PUT
AES
AES
$10.5B
$3.12M 0.02%
108,400
– –
ONEM
421
DELISTED
1Life Healthcare
ONEM
$3.12M 0.02%
186,535
-253,783
-58% -$4.29M
DG icon
422
CALL
Dollar General
DG
$27B
$3.08M 0.02%
12,500
+1,300
+12% +$321K
RENE
423
DELISTED
Cartesian Growth Corp II
RENE
$3.08M 0.02%
300,000
– –
AMGN icon
424
CALL
Amgen
AMGN
$226B
$3.07M 0.02%
11,700
-900
-7% -$241K
DTI icon
425
Drilling Tools International
DTI
$86.8M
$3.07M 0.02%
300,000
– –
15 16
17
18 19

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.