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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
401
PUT
Realty Income
O
$59.7B
$7.86M 0.04%
110,218
+50,465
+84% +$3.76M
MGM icon
402
PUT
MGM Resorts International
MGM
$11.1B
$7.79M 0.04%
234,100
+94,400
+68% +$2.88M
HD icon
403
Home Depot
HD
$340B
$7.78M 0.04%
+35,630
New +$8.07M
MSI icon
404
PUT
Motorola Solutions
MSI
$77B
$7.75M 0.04%
48,100
+15,700
+48% +$2.59M
DG icon
405
CALL
Dollar General
DG
$27B
$7.72M 0.04%
49,500
+14,900
+43% +$2.36M
EOG icon
406
CALL
EOG Resources
EOG
$74.2B
$7.71M 0.04%
92,000
+18,300
+25% +$1.34M
GE icon
407
GE Aerospace
GE
$374B
$7.69M 0.04%
138,263
-55,019
-28% -$2.84M
NIO icon
408
PUT
NIO
NIO
$11.3B
$7.66M 0.04%
1,905,600
+293,200
+18% +$590K
WMB icon
409
Williams Companies
WMB
$89.5B
$7.63M 0.04%
321,487
+136,337
+74% +$3.12M
DFS
410
PUT
DELISTED
Discover Financial Services
DFS
$7.59M 0.04%
89,500
+28,900
+48% +$2.38M
WFC icon
411
Wells Fargo
WFC
$267B
$7.58M 0.04%
140,909
+115,089
+446% +$6.03M
TSLA icon
412
PUT
Tesla
TSLA
$1.34T
$7.57M 0.04%
271,500
+76,500
+39% +$1.66M
SWK icon
413
PUT
Stanley Black & Decker
SWK
$15.4B
$7.53M 0.04%
45,400
+12,400
+38% +$1.92M
PPL
414
PUT
PPL Corp
PPL
$26.8B
$7.42M 0.04%
206,900
+51,800
+33% +$1.74M
HPE icon
415
PUT
Hewlett Packard
HPE
$79.2B
$7.38M 0.04%
465,500
+163,600
+54% +$2.61M
LRCX icon
416
CALL
Lam Research
LRCX
$423B
$7.37M 0.04%
252,000
+22,000
+10% +$584K
CME icon
417
CALL
CME Group
CME
$96.1B
$7.35M 0.04%
36,600
-6,700
-15% -$1.37M
WHR icon
418
PUT
Whirlpool
WHR
$2.79B
$7.3M 0.04%
49,500
+27,400
+124% +$4.14M
RIO icon
419
CALL
Rio Tinto
RIO
$160B
$7.2M 0.04%
+121,300
New +$6.58M
CTXS
420
PUT
DELISTED
Citrix Systems Inc
CTXS
$7.19M 0.04%
64,800
+16,200
+33% +$1.74M
HWM icon
421
PUT
Howmet Aerospace
HWM
$113B
$7.16M 0.04%
303,571
+99,756
+49% +$2.23M
DUK icon
422
CALL
Duke Energy
DUK
$97.1B
$7.12M 0.04%
78,100
+19,300
+33% +$1.77M
MDLZ icon
423
CALL
Mondelez International
MDLZ
$81.1B
$7.12M 0.04%
129,200
-15,100
-10% -$808K
DD icon
424
DuPont de Nemours
DD
$19.4B
$7.1M 0.04%
88,158
+47,184
+115% +$3.92M
NUE icon
425
PUT
Nucor
NUE
$61.9B
$7.1M 0.04%
126,100
+48,300
+62% +$2.63M
15 16
17
18 19

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.