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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
(-13%)
Cap. Flow
-$945M
Cap. Flow
% of AUM
-20.69%
Top 10 Holdings %
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$160M |
| 2 |
Procter & Gamble
PG
|
+$50.6M |
| 3 |
PVTB
PrivateBancorp Inc
PVTB
|
+$41.5M |
| 4 |
LLTC
Linear Technology Corp
LLTC
|
+$15M |
| 5 |
Tesla
TSLA
|
+$9.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$69.4M |
| 2 |
HSBC
HSBC
|
+$60.3M |
| 3 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$51.7M |
| 4 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$30.5M |
| 5 |
VA
Virgin America Inc.
VA
|
+$26.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.99% |
| 2 | Financials | 4.26% |
| 3 | Industrials | 3.4% |
| 4 | Consumer Discretionary | 3.26% |
| 5 | Consumer Staples | 2.36% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SWC
401
DELISTED
Stillwater Mining Co
SWC
| $734K | 0.02% |
+54,990
| New | +$738K |
|
|
VXX
402
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $732K | 0.02% |
+5,375
| New | +$859K |
|
403
L3Harris
LHX
$53.6B
| $723K | 0.02% |
+7,900
| New | +$702K |
|
404
Telephone and Data Systems
TDS
$4B
| $722K | 0.02% |
+26,600
| New | +$776K |
|
|
MBFI
405
DELISTED
MB Financial Corp
MBFI
| $722K | 0.02% |
+19,000
| New | +$727K |
|
406
PUT
Pfizer
PFE
$152B
| $721K | 0.02% |
+22,450
| New | +$751K |
|
407
Aramark
ARMK
$16.2B
| $707K | 0.02% |
+25,760
| New | +$681K |
|
|
CRAY
408
DELISTED
Cray, Inc.
CRAY
| $701K | 0.02% |
+29,806
| New | +$760K |
|
|
SAVE
409
DELISTED
Spirit Airlines, Inc.
SAVE
| $697K | 0.02% |
+16,400
| New | +$680K |
|
410
Helen of Troy
HELE
$698M
| $692K | 0.02% |
+8,033
| New | +$753K |
|
411
TransDigm Group
TDG
$68.7B
| $690K | 0.02% |
+2,390
| New | +$671K |
|
412
Minerals Technologies
MTX
$2.26B
| $687K | 0.02% |
+9,729
| New | +$650K |
|
413
PUT
Johnson & Johnson
JNJ
$629B
| $685K | 0.02% |
+5,800
| New | +$704K |
|
414
EQT Corp
EQT
$33.7B
| $682K | 0.01% |
17,275
-5,368
| -24% | -$212K |
|
415
PENN Entertainment
PENN
$2.51B
| $679K | 0.01% |
+50,096
| New | +$705K |
|
|
ALE
416
DELISTED
Allete
ALE
| $674K | 0.01% |
+11,307
| New | +$698K |
|
417
PUT
Baidu
BIDU
$35.5B
| $673K | 0.01% |
3,700
| – | – |
|
418
PUT
Halliburton
HAL
$27.4B
| $673K | 0.01% |
+15,000
| New | +$655K |
|
419
CNO Financial Group
CNO
$5.06B
| $671K | 0.01% |
+43,995
| New | +$717K |
|
420
PUT
Merck
MRK
$332B
| $667K | 0.01% |
+11,214
| New | +$656K |
|
|
KND
421
DELISTED
Kindred Healthcare
KND
| $665K | 0.01% |
+65,099
| New | +$723K |
|
|
FISV
422
Fiserv Inc
FISV
$29.1B
| $659K | 0.01% |
13,256
-62,738
| -83% | -$3.29M |
|
423
Franklin Resources
BEN
$17.2B
| $654K | 0.01% |
18,400
-9,100
| -33% | -$322K |
|
|
TPH
424
DELISTED
Tri Pointe Homes
TPH
| $651K | 0.01% |
+49,440
| New | +$653K |
|
|
LNCE
425
DELISTED
Snyders-Lance, Inc.
LNCE
| $651K | 0.01% |
19,400
-2,910
| -13% | -$101K |
|
Similar funds
NAMI
QCM
Capstone Investment Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.
Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.
- Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
- Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
- Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
- Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
- Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
- Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
- Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.
Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.