We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$6.98B
AUM Growth
-$1.89B
Cap. Flow
-$2.01B
Cap. Flow %
-28.78%
Top 10 Hldgs %
50.06%
Holding
502
New
77
Increased
72
Reduced
137
Closed
180

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$504M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$66.3M
3
CFN
CAREFUSION CORPORATION
CFN
+$45.3M
4
ROC
ROCKWOOD HLDGS INC
ROC
+$44.6M
5
AGN
Allergan Inc
AGN
+$43.4M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$107M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$78.6M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$53M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$42.7M
5
DG icon
Dollar General
DG
+$30.1M

Sector Composition

Rank Sector Weight
1 Technology 3.98%
2 Healthcare 2.28%
3 Consumer Discretionary 2%
4 Communication Services 1.68%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFM
401
DELISTED
Whole Foods Market Inc
WFM
– –
-7,190
Closed -$274K
WFM
402
PUT
DELISTED
Whole Foods Market Inc
WFM
– –
-9,500
Closed -$362K
CIE
403
CALL
DELISTED
Cobalt International Energy, Inc
CIE
– –
-3,700
Closed -$754K
CIE
404
DELISTED
Cobalt International Energy, Inc
CIE
– –
-5,230
Closed -$1.07M
BEAV
405
CALL
DELISTED
B/E Aerospace Inc
BEAV
– –
-12,843
Closed -$780K
BEAV
406
DELISTED
B/E Aerospace Inc
BEAV
– –
-43,087
Closed -$2.62M
STJ
407
CALL
DELISTED
St Jude Medical
STJ
– –
-186,700
Closed -$11.2M
SZMK
408
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-249,277
Closed -$1.93M
EMC
409
DELISTED
EMC CORPORATION
EMC
– –
-10,105
Closed -$295K
CSH
410
PUT
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-24,024
Closed -$477K
MESG
411
DELISTED
XURA INC COM (DE)
MESG
– –
-120,140
Closed -$2.68M
JAH
412
DELISTED
JARDEN CORPORATION
JAH
– –
-28,050
Closed -$1.12M
DXM
413
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-35,000
Closed -$334K
PGN
414
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
– –
-100,000
Closed -$615K
DTV
415
PUT
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-131,300
Closed -$11.4M
AOL
416
CALL
DELISTED
AOL INC COMMON STOCK
AOL
– –
-104,300
Closed -$4.69M
AOL
417
DELISTED
AOL INC COMMON STOCK
AOL
– –
-224,978
Closed -$10.1M
TRLA
418
DELISTED
TRULIA INC (DEL)
TRLA
– –
-23,971
Closed -$1.17M
PL
419
DELISTED
PROTECTIVE LIFE CORP
PL
– –
-400,000
Closed -$27.8M
TIBX
420
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-200,000
Closed -$4.73M
CNQR
421
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-620,100
Closed -$78.6M
BYI
422
CALL
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-101,400
Closed -$8.18M
BYI
423
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-75,000
Closed -$6.05M
BYI
424
PUT
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-40,300
Closed -$3.25M
MONT
425
PUT
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
– –
-138,300
Closed -$2.89M
14 15 16
17
18

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Investment Advisors held 502 positions worth $6.98B, down 21% from $8.87B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Capstone Investment Advisors withdrew a net $2.01B in Q4 2014, closing 180 positions and reducing 137 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $107M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $66.8M.

  • Capstone Investment Advisors's largest Q4 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 649,627 shares worth $66.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $504M increase.
  • Capstone Investment Advisors's biggest Q4 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $42.7M.
  • Capstone Investment Advisors fully exited iShares MSCI Emerging Markets ETF in Q4 2014, selling an estimated $107M.
  • Capstone Investment Advisors's ten largest holdings make up 50% of its $6.98B portfolio in Q4 2014.
  • Capstone Investment Advisors opened 77 new positions and closed 180 in Q4 2014.
  • Capstone Investment Advisors's portfolio value fell 21% quarter-over-quarter to $6.98B.

Based on Capstone Investment Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.