We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
401
PUT
Deere & Co
DE
$167B
– –
-109,100
Closed -$9.88M
DG icon
402
CALL
Dollar General
DG
$26.5B
– –
-730,000
Closed -$41.9M
EMR icon
403
Emerson Electric
EMR
$91.7B
– –
-20,500
Closed -$1.36M
EQIX icon
404
CALL
Equinix
EQIX
$102B
– –
-2,400
Closed -$504K
EQIX icon
405
Equinix
EQIX
$102B
– –
-3,373
Closed -$708K
EXPE icon
406
CALL
Expedia Group
EXPE
$38.5B
– –
-13,000
Closed -$1.02M
EXPE icon
407
PUT
Expedia Group
EXPE
$38.5B
– –
-21,000
Closed -$1.65M
F icon
408
CALL
Ford
F
$55.7B
– –
-26,800
Closed -$462K
FCX icon
409
CALL
Freeport-McMoran
FCX
$96.4B
– –
-1,068,800
Closed -$39M
FDX icon
410
PUT
FedEx
FDX
$76.3B
– –
-41,700
Closed -$6.31M
FXA icon
411
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
– –
-18,000
Closed -$1.7M
FXA icon
412
PUT
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
– –
-200,000
Closed -$18.9M
GILD icon
413
PUT
Gilead Sciences
GILD
$168B
– –
-93,700
Closed -$7.77M
GME icon
414
GameStop
GME
$8.44B
– –
-200,000
Closed -$2.02M
HPQ icon
415
PUT
HP
HPQ
$26.6B
– –
-299,252
Closed -$4.58M
IBB icon
416
CALL
iShares Biotechnology ETF
IBB
$9.81B
– –
-7,500
Closed -$642K
IBB icon
417
PUT
iShares Biotechnology ETF
IBB
$9.81B
– –
-101,100
Closed -$8.66M
IBM icon
418
IBM
IBM
$225B
$0 ﹤0.01%
+1
New +$182
IMOS
419
ChipMOS TECHNOLOGIES
IMOS
$2.06B
– –
-25,136
Closed -$668K
INTC icon
420
Intel
INTC
$493B
– –
-110,500
Closed -$3.41M
INTC icon
421
PUT
Intel
INTC
$493B
– –
-300,000
Closed -$9.27M
IRM icon
422
PUT
Iron Mountain
IRM
$36.4B
– –
-24,345
Closed -$797K
IYT icon
423
iShares US Transportation ETF
IYT
$2.27B
– –
-8,148
Closed -$299K
IYT icon
424
PUT
iShares US Transportation ETF
IYT
$2.27B
– –
-132,400
Closed -$4.87M
KR icon
425
CALL
Kroger
KR
$34.5B
– –
-140,000
Closed -$3.46M
15 16
17
18 19

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.