We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$1.95B
Cap. Flow %
-24.82%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.5%
3 Consumer Staples 1.05%
4 Financials 0.87%
5 Consumer Discretionary 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
401
FirstEnergy
FE
$27.1B
– –
-20,000
Closed -$659K
FE icon
402
PUT
FirstEnergy
FE
$27.1B
– –
-40,000
Closed -$1.32M
FNF icon
403
PUT
Fidelity National Financial
FNF
$12.8B
– –
-124,183
Closed -$2.3M
FXE icon
404
CALL
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
– –
-387,000
Closed -$52.6M
FXE icon
405
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
– –
-74,286
Closed -$10.1M
FXE icon
406
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
– –
-492,200
Closed -$66.9M
GE icon
407
PUT
GE Aerospace
GE
$382B
– –
-19,552
Closed -$2.63M
GLD icon
408
SPDR Gold Trust
GLD
$143B
– –
-496,794
Closed -$61.9M
HAL icon
409
CALL
Halliburton
HAL
$28.2B
– –
-44,500
Closed -$2.26M
HAL icon
410
PUT
Halliburton
HAL
$28.2B
– –
-39,800
Closed -$2.02M
HCA icon
411
CALL
HCA Healthcare
HCA
$89.1B
– –
-42,800
Closed -$2.04M
HD icon
412
Home Depot
HD
$353B
– –
-98,241
Closed -$8.09M
HIG icon
413
CALL
Hartford Financial Services
HIG
$38.1B
– –
-184,600
Closed -$6.69M
HIG icon
414
PUT
Hartford Financial Services
HIG
$38.1B
– –
-88,100
Closed -$3.19M
HP icon
415
CALL
Helmerich & Payne
HP
$4.25B
– –
-59,200
Closed -$4.98M
HP icon
416
PUT
Helmerich & Payne
HP
$4.25B
– –
-130,000
Closed -$10.9M
HPQ icon
417
HP
HPQ
$26.6B
– –
-68,352
Closed -$919K
HPQ icon
418
PUT
HP
HPQ
$26.6B
– –
-573,401
Closed -$7.29M
HSBC icon
419
CALL
HSBC
HSBC
$355B
– –
-17,408
Closed -$826K
HSBC icon
420
PUT
HSBC
HSBC
$355B
– –
-12,882
Closed -$611K
HYG icon
421
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-250,000
Closed -$23.2M
IBM icon
422
IBM
IBM
$225B
– –
-124,024
Closed -$21.8M
IRM icon
423
PUT
Iron Mountain
IRM
$36.4B
– –
-15,797
Closed -$443K
IWM icon
424
PUT
iShares Russell 2000 ETF
IWM
$81.8B
– –
-51,900
Closed -$5.99M
JKS
425
PUT
JinkoSolar
JKS
$873M
– –
-200,000
Closed -$5.86M
15 16
17
18 19

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $1.95B in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 5.7% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.