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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$453M
Cap. Flow %
-5.77%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.69%
2 Technology 2.06%
3 Communication Services 1.57%
4 Consumer Staples 1.05%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
401
FirstEnergy
FE
$25.1B
– –
-20,000
Closed -$659K
FE icon
402
PUT
FirstEnergy
FE
$25.1B
– –
-40,000
Closed -$1.32M
FNF icon
403
PUT
Fidelity National Financial
FNF
$11.1B
– –
-124,183
Closed -$2.3M
FXE icon
404
CALL
Invesco CurrencyShares Euro Currency Trust
FXE
$379M
– –
-387,000
Closed -$52.6M
FXE icon
405
Invesco CurrencyShares Euro Currency Trust
FXE
$379M
– –
-74,286
Closed -$10.1M
FXE icon
406
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$379M
– –
-492,200
Closed -$66.9M
GE icon
407
PUT
GE Aerospace
GE
$339B
– –
-19,552
Closed -$2.63M
GLD icon
408
SPDR Gold Trust
GLD
$145B
– –
-496,794
Closed -$61.9M
HAL icon
409
CALL
Halliburton
HAL
$27.3B
– –
-44,500
Closed -$2.26M
HAL icon
410
PUT
Halliburton
HAL
$27.3B
– –
-39,800
Closed -$2.02M
HCA icon
411
CALL
HCA Healthcare
HCA
$94.3B
– –
-42,800
Closed -$2.04M
HD icon
412
Home Depot
HD
$293B
– –
-98,241
Closed -$8.09M
HIG icon
413
CALL
Hartford Financial Services
HIG
$33.7B
– –
-184,600
Closed -$6.69M
HIG icon
414
PUT
Hartford Financial Services
HIG
$33.7B
– –
-88,100
Closed -$3.19M
HP icon
415
CALL
Helmerich & Payne
HP
$3.85B
– –
-59,200
Closed -$4.98M
HP icon
416
PUT
Helmerich & Payne
HP
$3.85B
– –
-130,000
Closed -$10.9M
HPQ icon
417
HP
HPQ
$28.2B
– –
-68,352
Closed -$919K
HPQ icon
418
PUT
HP
HPQ
$28.2B
– –
-573,401
Closed -$7.29M
HSBC icon
419
CALL
HSBC
HSBC
$345B
– –
-17,408
Closed -$826K
HSBC icon
420
PUT
HSBC
HSBC
$345B
– –
-12,882
Closed -$611K
HYG icon
421
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
– –
-250,000
Closed -$23.2M
IBM icon
422
IBM
IBM
$212B
– –
-124,024
Closed -$21.8M
IRM icon
423
PUT
Iron Mountain
IRM
$33.2B
– –
-15,797
Closed -$443K
IWM icon
424
PUT
iShares Russell 2000 ETF
IWM
$77.3B
– –
-51,900
Closed -$5.99M
JKS
425
PUT
JinkoSolar
JKS
$506M
– –
-200,000
Closed -$5.86M
15 16
17
18 19

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $453M in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 89% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.