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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDC
401
CALL
DELISTED
Rowan Companies Plc
RDC
| $887K | 0.01% |
25,100
-25,000
| -50% | -$893K |
|
402
CALL
Target
TGT
$68.9B
| $885K | 0.01% |
14,000
-195,600
| -93% | -$12.5M |
|
403
AutoZone
AZO
$49.8B
| $868K | 0.01% |
+1,817
| New | +$815K |
|
404
HP
HPQ
$26.2B
| $868K | 0.01% |
+68,352
| New | +$785K |
|
|
JNY
405
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
| $845K | 0.01% |
+56,500
| New | +$819K |
|
406
CALL
HSBC
HSBC
$357B
| $826K | 0.01% |
17,408
-10,446
| -38% | -$495K |
|
|
DGIT
407
CALL
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
| $820K | 0.01% |
64,400
-10,700
| -14% | -$132K |
|
408
Kroger
KR
$34.1B
| $790K | 0.01% |
+40,012
| New | +$827K |
|
409
CALL
Carnival Corporation Ltd
CCL
$37.8B
| $787K | 0.01% |
19,600
| – | – |
|
410
CALL
Nike
NKE
$60.7B
| $786K | 0.01% |
20,000
-102,400
| -84% | -$3.92M |
|
411
Johnson & Johnson
JNJ
$622B
| $782K | 0.01% |
8,540
-2,941
| -26% | -$271K |
|
412
CALL
Sarepta Therapeutics
SRPT
$1.92B
| $759K | 0.01% |
37,300
-73,200
| -66% | -$2.18M |
|
413
CALL
JPMorgan Chase
JPM
$966B
| $719K | 0.01% |
12,300
-257,800
| -95% | -$14.1M |
|
414
PUT
The Mosaic Company
MOS
$7.23B
| $690K | 0.01% |
+14,600
| New | +$677K |
|
415
PUT
Boston Scientific
BSX
$73.2B
| $680K | 0.01% |
56,600
| – | – |
|
|
TLM
416
CALL
DELISTED
TALISMAN ENERGY INC
TLM
| $661K | 0.01% |
+56,800
| New | +$683K |
|
417
FirstEnergy
FE
$27.1B
| $659K | 0.01% |
+20,000
| New | +$705K |
|
|
ELLI
418
CALL
DELISTED
Ellie Mae Inc
ELLI
| $639K | 0.01% |
+23,800
| New | +$671K |
|
419
PUT
ConocoPhillips
COP
$151B
| $621K | 0.01% |
8,800
-30,000
| -77% | -$2.15M |
|
|
420
PUT
HSBC
HSBC
$357B
| $611K | 0.01% |
12,882
-35,281
| -73% | -$1.67M |
|
421
Wells Fargo
WFC
$266B
| $607K | 0.01% |
13,388
+1,244
| +10% | +$53.7K |
|
|
422
CALL
Boston Scientific
BSX
$73.2B
| $601K | 0.01% |
50,000
| – | – |
|
423
McDonald's
MCD
$191B
| $591K | 0.01% |
6,096
-67,713
| -92% | -$6.51M |
|
424
CALL
Nokia
NOK
$57.1B
| $569K | 0.01% |
70,200
| – | – |
|
425
PUT
Adobe
ADBE
$103B
| $514K | 0.01% |
+8,600
| New | +$475K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.