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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
+$232M
Cap. Flow %
2.53%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.9%
2 Technology 5.72%
3 Communication Services 1.31%
4 Consumer Staples 1.02%
5 Consumer Discretionary 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDC
401
CALL
DELISTED
Rowan Companies Plc
RDC
$887K 0.01%
25,100
-25,000
-50% -$893K
TGT icon
402
CALL
Target
TGT
$71.5B
$885K 0.01%
14,000
-195,600
-93% -$12.5M
AZO icon
403
AutoZone
AZO
$46.5B
$868K 0.01%
+1,817
New +$815K
HPQ icon
404
HP
HPQ
$28.2B
$868K 0.01%
+68,352
New +$785K
JNY
405
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$845K 0.01%
+56,500
New +$819K
HSBC icon
406
CALL
HSBC
HSBC
$345B
$826K 0.01%
17,408
-10,446
-38% -$495K
DGIT
407
CALL
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$820K 0.01%
64,400
-10,700
-14% -$132K
KR icon
408
Kroger
KR
$34.7B
$790K 0.01%
+40,012
New +$827K
CCL icon
409
CALL
Carnival Corporation Ltd
CCL
$30.5B
$787K 0.01%
19,600
– –
NKE icon
410
CALL
Nike
NKE
$53B
$786K 0.01%
20,000
-102,400
-84% -$3.92M
JNJ icon
411
Johnson & Johnson
JNJ
$654B
$782K 0.01%
8,540
-2,941
-26% -$271K
SRPT icon
412
CALL
Sarepta Therapeutics
SRPT
$1.97B
$759K 0.01%
37,300
-73,200
-66% -$2.18M
JPM icon
413
CALL
JPMorgan Chase
JPM
$912B
$719K 0.01%
12,300
-257,800
-95% -$14.1M
MOS icon
414
PUT
The Mosaic Company
MOS
$7.31B
$690K 0.01%
+14,600
New +$677K
BSX icon
415
PUT
Boston Scientific
BSX
$63.7B
$680K 0.01%
56,600
– –
TLM
416
CALL
DELISTED
TALISMAN ENERGY INC
TLM
$661K 0.01%
+56,800
New +$683K
FE icon
417
FirstEnergy
FE
$25.1B
$659K 0.01%
+20,000
New +$705K
ELLI
418
CALL
DELISTED
Ellie Mae Inc
ELLI
$639K 0.01%
+23,800
New +$671K
COP icon
419
PUT
ConocoPhillips
COP
$153B
$621K 0.01%
8,800
-30,000
-77% -$2.15M
HSBC icon
420
PUT
HSBC
HSBC
$345B
$611K 0.01%
12,882
-35,281
-73% -$1.67M
WFC icon
421
Wells Fargo
WFC
$251B
$607K 0.01%
13,388
+1,244
+10% +$53.7K
BSX icon
422
CALL
Boston Scientific
BSX
$63.7B
$601K 0.01%
50,000
– –
MCD icon
423
McDonald's
MCD
$167B
$591K 0.01%
6,096
-67,713
-92% -$6.51M
NOK icon
424
CALL
Nokia
NOK
$58.2B
$569K 0.01%
70,200
– –
ADBE icon
425
PUT
Adobe
ADBE
$93.6B
$514K 0.01%
+8,600
New +$475K
15 16
17
18 19

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors's Q4 2013 filing shows 144 new, 83 increased, 176 reduced and 178 closed positions. Its largest new stake was SPDR Gold Trust: 496,794 shares worth $57.7M. The largest sale was Shire pic, an estimated $232M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 94% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.