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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
401
PUT
MetLife
MET
$61.5B
$1.26M 0.01%
30,070
-116,127
-79% -$5M
LEN icon
402
PUT
Lennar Class A
LEN
$21.1B
$1.26M 0.01%
37,295
– –
F icon
403
Ford
F
$55.7B
$1.24M 0.01%
+73,755
New +$1.25M
ACN icon
404
Accenture
ACN
$110B
$1.24M 0.01%
16,884
+4,030
+31% +$298K
TJX icon
405
CALL
TJX Companies
TJX
$172B
$1.23M 0.01%
43,600
– –
ONXX
406
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$1.18M 0.01%
+9,500
New +$1.2M
XLE icon
407
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$1.16M 0.01%
+28,000
New +$1.15M
ESRX
408
PUT
DELISTED
Express Scripts Holding Company
ESRX
$1.15M 0.01%
+18,600
New +$1.2M
NE
409
DELISTED
Noble Corporation
NE
$1.13M 0.01%
34,320
-51,480
-60% -$1.75M
SNDK
410
CALL
DELISTED
SANDISK CORP
SNDK
$1.11M 0.01%
+18,700
New +$1.1M
TTWO icon
411
Take-Two Interactive
TTWO
$46.8B
$1.09M 0.01%
+60,000
New +$1.05M
XLV icon
412
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$1.07M 0.01%
+21,140
New +$1.06M
AXP icon
413
American Express
AXP
$230B
$1.06M 0.01%
+14,035
New +$1.06M
GCVRZ
414
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1.04M 0.01%
515,599
-114,250
-18% -$218K
EBAY icon
415
CALL
eBay
EBAY
$47.2B
$1.03M 0.01%
43,956
– –
X
416
CALL
DELISTED
US Steel
X
$1.03M 0.01%
50,000
– –
RSX
417
DELISTED
VanEck Russia ETF
RSX
$1.02M 0.01%
36,324
-2,690
-7% -$72.2K
DOLE
418
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$1.02M 0.01%
75,000
+50,000
+200% +$663K
AZO icon
419
CALL
AutoZone
AZO
$49.7B
$1.01M 0.01%
2,400
-8,700
-78% -$3.72M
JNJ icon
420
Johnson & Johnson
JNJ
$626B
$995K 0.01%
+11,481
New +$1.03M
VPHM
421
PUT
DELISTED
VIROPHARMA INC
VPHM
$985K 0.01%
+25,100
New +$821K
DGIT
422
CALL
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$971K 0.01%
75,100
-115,800
-61% -$1.21M
MOLX
423
DELISTED
MOLEX INC
MOLX
$963K 0.01%
+25,000
New +$803K
MOLXA
424
DELISTED
MOLEX INC CL-A
MOLXA
$957K 0.01%
+25,000
New +$957K
FOSL icon
425
CALL
Fossil Group
FOSL
$310M
$941K 0.01%
+8,100
New +$926K
15 16
17
18 19

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.