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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIVB
376
DELISTED
LIV Capital Acquisition Corp. II Class A Ordinary Shares
LIVB
$3.77M 0.02%
375,000
– –
TFC icon
377
PUT
Truist Financial
TFC
$64.6B
$3.76M 0.02%
86,400
-7,700
-8% -$370K
ZEN
378
DELISTED
ZENDESK INC
ZEN
$3.75M 0.02%
49,326
+25,215
+105% +$1.91M
DIS icon
379
CALL
Walt Disney
DIS
$181B
$3.75M 0.02%
39,700
-9,200
-19% -$985K
ALL icon
380
PUT
Allstate
ALL
$65.9B
$3.74M 0.02%
30,000
-2,500
-8% -$311K
SLND icon
381
Southland Holdings
SLND
$29.7M
$3.73M 0.02%
375,000
– –
SWK icon
382
PUT
Stanley Black & Decker
SWK
$15.4B
$3.69M 0.02%
49,000
+1,200
+3% +$115K
PLD icon
383
CALL
Prologis
PLD
$134B
$3.68M 0.02%
36,200
+300
+0.8% +$37.2K
OKLO
384
Oklo
OKLO
$8.69B
$3.65M 0.02%
373,551
– –
EA
385
PUT
DELISTED
Electronic Arts
EA
$3.63M 0.02%
31,400
-200
-0.6% -$25.3K
ACAH
386
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$3.63M 0.02%
370,000
– –
MTB icon
387
PUT
M&T Bank
MTB
$36.6B
$3.62M 0.02%
20,500
+900
+5% +$159K
BETR icon
388
Better Home & Finance Holding
BETR
$21.6M
$3.61M 0.02%
7,303
– –
KRE icon
389
State Street SPDR S&P Regional Banking ETF
KRE
$4.66B
$3.6M 0.02%
61,228
-127,157
-67% -$7.95M
VZ icon
390
CALL
Verizon
VZ
$200B
$3.6M 0.02%
94,900
+7,200
+8% +$321K
NTAP icon
391
NetApp
NTAP
$40.2B
$3.58M 0.02%
57,802
+16,901
+41% +$1.18M
ISRG icon
392
Intuitive Surgical
ISRG
$142B
$3.57M 0.02%
19,030
-28,042
-60% -$6.02M
FCX icon
393
PUT
Freeport-McMoran
FCX
$93.3B
$3.56M 0.02%
130,400
+5,200
+4% +$152K
KLAC icon
394
PUT
KLA
KLAC
$273B
$3.54M 0.02%
117,000
+9,000
+8% +$312K
APD icon
395
CALL
Air Products & Chemicals
APD
$67.9B
$3.54M 0.02%
15,200
-700
-4% -$173K
DHR icon
396
CALL
Danaher
DHR
$144B
$3.51M 0.02%
15,341
+2,482
+19% +$608K
PRU icon
397
Prudential Financial
PRU
$43B
$3.51M 0.02%
40,926
+29,747
+266% +$2.86M
TMO icon
398
CALL
Thermo Fisher Scientific
TMO
$220B
$3.5M 0.02%
6,900
-2,200
-24% -$1.23M
BAX icon
399
Baxter International
BAX
$13.9B
$3.49M 0.02%
64,763
+38,286
+145% +$2.3M
BIDU icon
400
Baidu
BIDU
$35.5B
$3.48M 0.02%
29,622
+4,820
+19% +$658K
14 15
16
17 18

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.