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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
PUT
Yum! Brands
YUM
$41.2B
| $21.1M | 0.04% |
172,800
+77,200
| +81% | +$9.79M |
|
377
PUT
O'Reilly Automotive
ORLY
$74.9B
| $20.8M | 0.04% |
511,500
+229,500
| +81% | +$9.19M |
|
378
PUT
Carnival Corporation Ltd
CCL
$38.9B
| $20.8M | 0.04% |
832,400
+262,700
| +46% | +$6.11M |
|
379
PUT
Archer Daniels Midland
ADM
$38.6B
| $20.7M | 0.04% |
345,000
+57,300
| +20% | +$3.44M |
|
380
PUT
AvalonBay Communities
AVB
$26.3B
| $20.6M | 0.04% |
92,800
+38,300
| +70% | +$8.6M |
|
381
PUT
Clorox
CLX
$12.9B
| $20.6M | 0.04% |
124,100
+54,600
| +79% | +$9.4M |
|
382
CALL
Boeing
BA
$182B
| $20.5M | 0.04% |
93,200
-1,700
| -2% | -$379K |
|
383
PUT
Sempra
SRE
$56.5B
| $20.5M | 0.04% |
324,000
+150,800
| +87% | +$9.95M |
|
384
PUT
Phillips 66
PSX
$92.8B
| $20.4M | 0.04% |
292,000
+33,900
| +13% | +$2.45M |
|
385
CALL
DuPont de Nemours
DD
$19.5B
| $20.4M | 0.04% |
239,239
+167,141
| +232% | +$15.5M |
|
386
PUT
Lennar Class A
LEN
$21.1B
| $19.6M | 0.04% |
216,414
+51,031
| +31% | +$5.05M |
|
|
XLNX
387
PUT
DELISTED
Xilinx Inc
XLNX
| $19.5M | 0.04% |
129,400
-15,400
| -11% | -$2.26M |
|
388
PUT
Dominion Energy
D
$60.3B
| $19.5M | 0.04% |
266,900
+107,000
| +67% | +$8.16M |
|
389
iShares China Large-Cap ETF
FXI
$4.16B
| $19.5M | 0.04% |
+499,959
| New | +$20.7M |
|
390
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$142M
| $19.4M | 0.04% |
43,563
-3,631
| -8% | -$1.63M |
|
391
PUT
Western Digital
WDC
$168B
| $19.3M | 0.04% |
453,128
+99,755
| +28% | +$4.74M |
|
392
CALL
Lockheed Martin
LMT
$138B
| $19M | 0.04% |
55,100
+7,300
| +15% | +$2.64M |
|
393
PUT
SBA Communications
SBAC
$19.8B
| $18.8M | 0.04% |
57,000
-17,300
| -23% | -$5.98M |
|
394
CALL
S&P Global
SPGI
$125B
| $18.7M | 0.04% |
44,000
+1,600
| +4% | +$693K |
|
395
Home Depot
HD
$341B
| $18.7M | 0.04% |
56,848
+54,343
| +2,169% | +$17.8M |
|
396
Vertex Pharmaceuticals
VRTX
$131B
| $18.4M | 0.04% |
101,316
+65,894
| +186% | +$12.9M |
|
397
iShares MSCI Emerging Markets ETF
EEM
$30.5B
| $18.4M | 0.04% |
364,400
+187,361
| +106% | +$9.75M |
|
398
CALL
Bristol-Myers Squibb
BMY
$132B
| $18.4M | 0.04% |
310,200
-36,300
| -10% | -$2.39M |
|
399
CALL
Blackrock
BLK
$183B
| $18.3M | 0.04% |
21,800
+3,500
| +19% | +$3.14M |
|
400
PUT
Tractor Supply
TSCO
$18.8B
| $18.2M | 0.04% |
448,000
+180,500
| +67% | +$7M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.