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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
376
CALL
Intercontinental Exchange
ICE
$87.2B
$5.74M 0.04%
62,200
+33,600
+117% +$3.07M
D icon
377
CALL
Dominion Energy
D
$60.3B
$5.68M 0.04%
70,100
+32,300
+85% +$2.5M
DUK icon
378
CALL
Duke Energy
DUK
$97.1B
$5.64M 0.04%
58,800
-85,600
-59% -$7.79M
VSM
379
DELISTED
Versum Materials, Inc.
VSM
$5.61M 0.04%
106,069
-371,108
-78% -$19.3M
ACIA
380
DELISTED
Acacia Communications Inc
ACIA
$5.61M 0.04%
+85,755
New +$5.43M
ROST icon
381
PUT
Ross Stores
ROST
$78.6B
$5.56M 0.04%
50,600
-57,400
-53% -$6.05M
MSI icon
382
PUT
Motorola Solutions
MSI
$77B
$5.52M 0.04%
32,400
+3,400
+12% +$584K
SLB icon
383
CALL
SLB Ltd
SLB
$77.1B
$5.51M 0.04%
161,400
+32,700
+25% +$1.2M
DG icon
384
CALL
Dollar General
DG
$27B
$5.5M 0.04%
34,600
+14,100
+69% +$2.04M
DOW icon
385
PUT
Dow Inc
DOW
$21.9B
$5.5M 0.04%
115,400
+66,400
+136% +$3.11M
KMB icon
386
CALL
Kimberly-Clark
KMB
$36.8B
$5.5M 0.04%
38,700
+16,200
+72% +$2.23M
EOG icon
387
CALL
EOG Resources
EOG
$74.2B
$5.47M 0.04%
73,700
+20,400
+38% +$1.65M
GD icon
388
CALL
General Dynamics
GD
$106B
$5.46M 0.04%
29,900
+1,900
+7% +$353K
BIIB icon
389
Biogen
BIIB
$31.2B
$5.37M 0.04%
23,084
-4,814
-17% -$1.12M
LRCX icon
390
CALL
Lam Research
LRCX
$423B
$5.32M 0.04%
230,000
-9,000
-4% -$189K
CLX icon
391
PUT
Clorox
CLX
$12.9B
$5.3M 0.04%
34,900
+5,400
+18% +$854K
SPGI icon
392
CALL
S&P Global
SPGI
$125B
$5.29M 0.04%
21,600
+4,200
+24% +$1.05M
HES
393
PUT
DELISTED
Hess
HES
$5.26M 0.04%
87,000
+29,600
+52% +$1.84M
AMD icon
394
CALL
Advanced Micro Devices
AMD
$789B
$5.26M 0.04%
181,400
+62,900
+53% +$1.97M
EA
395
CALL
DELISTED
Electronic Arts
EA
$5.25M 0.04%
53,700
+26,700
+99% +$2.51M
OXY icon
396
Occidental Petroleum
OXY
$57.8B
$5.2M 0.04%
117,014
+9,160
+8% +$433K
VRTX icon
397
CALL
Vertex Pharmaceuticals
VRTX
$131B
$5.2M 0.04%
30,700
+13,400
+77% +$2.37M
VFC icon
398
PUT
VF Corp
VFC
$5.79B
$5.2M 0.04%
58,400
+15,400
+36% +$1.32M
ONCE
399
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$5.18M 0.04%
53,374
+2,583
+5% +$259K
SPG icon
400
CALL
Simon Property Group
SPG
$71.8B
$5.17M 0.04%
33,200
+13,400
+68% +$2.08M
14 15
16
17 18

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.