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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$6.98B
AUM Growth
-$1.89B
Cap. Flow
-$2.01B
Cap. Flow %
-28.78%
Top 10 Hldgs %
50.06%
Holding
502
New
77
Increased
72
Reduced
137
Closed
180

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$504M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$66.3M
3
CFN
CAREFUSION CORPORATION
CFN
+$45.3M
4
ROC
ROCKWOOD HLDGS INC
ROC
+$44.6M
5
AGN
Allergan Inc
AGN
+$43.4M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$107M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$78.6M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$53M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$42.7M
5
DG icon
Dollar General
DG
+$30.1M

Sector Composition

Rank Sector Weight
1 Technology 3.98%
2 Healthcare 2.28%
3 Consumer Discretionary 2%
4 Communication Services 1.68%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
376
CALL
Verizon
VZ
$196B
– –
-851,700
Closed -$42.6M
WBA
377
CALL
DELISTED
Walgreens Boots Alliance
WBA
– –
-35,000
Closed -$2.07M
WBA
378
DELISTED
Walgreens Boots Alliance
WBA
– –
-9,915
Closed -$587K
WBA
379
PUT
DELISTED
Walgreens Boots Alliance
WBA
– –
-11,800
Closed -$699K
X
380
CALL
DELISTED
US Steel
X
– –
-45,000
Closed -$1.76M
XOM icon
381
PUT
ExxonMobil
XOM
$657B
– –
-86,500
Closed -$8.13M
YUM icon
382
CALL
Yum! Brands
YUM
$39.5B
– –
-160,521
Closed -$8.31M
YUM icon
383
Yum! Brands
YUM
$39.5B
– –
-19,519
Closed -$1.01M
YUM icon
384
PUT
Yum! Brands
YUM
$39.5B
– –
-129,502
Closed -$6.7M
ZBH icon
385
CALL
Zimmer Biomet
ZBH
$18.5B
– –
-1,854
Closed -$180K
ZBH icon
386
Zimmer Biomet
ZBH
$18.5B
– –
-10,300
Closed -$1M
AJRD
387
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-71,943
Closed -$1.15M
BBBY
388
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-66,000
Closed -$4.34M
BBBY
389
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-87,100
Closed -$5.73M
GPX
390
PUT
DELISTED
GP Strategies Corp.
GPX
– –
-20,000
Closed -$574K
WCG
391
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-249,000
Closed -$15M
WCG
392
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-41,264
Closed -$2.49M
WCG
393
PUT
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-36,800
Closed -$2.22M
SODA
394
CALL
DELISTED
SodaStream International Ltd
SODA
– –
-82,400
Closed -$2.43M
ZOES
395
CALL
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-80,200
Closed -$2.47M
WEB
396
DELISTED
Web.com Group, Inc.
WEB
– –
-25,000
Closed -$498K
DYN
397
DELISTED
Dynegy, Inc.
DYN
– –
-75,000
Closed -$2.16M
MACK
398
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-6,877
Closed -$475K
DD
399
CALL
DELISTED
Du Pont De Nemours E I
DD
– –
-79,607
Closed -$5.42M
WFM
400
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-21,600
Closed -$823K
14 15
16
17 18

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Capstone Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Investment Advisors held 502 positions worth $6.98B, down 21% from $8.87B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Capstone Investment Advisors withdrew a net $2.01B in Q4 2014, closing 180 positions and reducing 137 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $107M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $66.8M.

  • Capstone Investment Advisors's largest Q4 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 649,627 shares worth $66.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $504M increase.
  • Capstone Investment Advisors's biggest Q4 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $42.7M.
  • Capstone Investment Advisors fully exited iShares MSCI Emerging Markets ETF in Q4 2014, selling an estimated $107M.
  • Capstone Investment Advisors's ten largest holdings make up 50% of its $6.98B portfolio in Q4 2014.
  • Capstone Investment Advisors opened 77 new positions and closed 180 in Q4 2014.
  • Capstone Investment Advisors's portfolio value fell 21% quarter-over-quarter to $6.98B.

Based on Capstone Investment Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.