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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
PUT
CarMax
KMX
$8.2B
| $1.39M | 0.02% |
29,500
| – | – |
|
377
CALL
Intel
INTC
$516B
| $1.35M | 0.01% |
52,000
-148,000
| -74% | -$3.58M |
|
378
CALL
Tesla
TSLA
$1.3T
| $1.32M | 0.01% |
132,000
-111,000
| -46% | -$1.13M |
|
379
PUT
FirstEnergy
FE
$27.1B
| $1.32M | 0.01% |
+40,000
| New | +$1.41M |
|
380
PUT
Radian Group
RDN
$4.89B
| $1.31M | 0.01% |
+93,100
| New | +$1.3M |
|
381
Prologis
PLD
$132B
| $1.29M | 0.01% |
+35,000
| New | +$1.35M |
|
|
CCIX
382
DELISTED
COLEMAN CABLE IN COM
CCIX
| $1.26M | 0.01% |
+48,000
| New | +$1.11M |
|
|
LNKD
383
DELISTED
LinkedIn Corporation
LNKD
| $1.25M | 0.01% |
5,775
-6,440
| -53% | -$1.47M |
|
|
IMOS
384
ChipMOS TECHNOLOGIES
IMOS
$1.98B
| $1.23M | 0.01% |
+58,030
| New | +$1.16M |
|
385
CALL
Aptiv
APTV
$10.2B
| $1.15M | 0.01% |
19,200
-48,400
| -72% | -$2.8M |
|
|
386
PUT
Tesla
TSLA
$1.3T
| $1.14M | 0.01% |
114,000
-93,000
| -45% | -$950K |
|
387
CALL
CF Industries
CF
$17.3B
| $1.09M | 0.01% |
+23,500
| New | +$1.03M |
|
388
CALL
Bank of America
BAC
$449B
| $1.09M | 0.01% |
70,000
-115,000
| -62% | -$1.71M |
|
389
CALL
Baxter International
BAX
$14B
| $1.07M | 0.01% |
28,351
-73,640
| -72% | -$2.67M |
|
|
VPHM
390
PUT
DELISTED
VIROPHARMA INC
VPHM
| $1.04M | 0.01% |
20,900
-4,200
| -17% | -$188K |
|
|
391
PUT
Bank of America
BAC
$449B
| $1.03M | 0.01% |
66,000
-130,000
| -66% | -$1.93M |
|
|
TWC
392
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $1.02M | 0.01% |
+7,500
| New | +$932K |
|
|
TAM
393
DELISTED
TAMINCO CORP COM
TAM
| $1.01M | 0.01% |
+50,000
| New | +$1.02M |
|
|
ATNY
394
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
| $1.01M | 0.01% |
295,989
| – | – |
|
|
POT
395
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
| $988K | 0.01% |
+30,000
| New | +$956K |
|
|
AGN
396
CALL
DELISTED
Allergan Inc
AGN
| $988K | 0.01% |
8,900
-62,500
| -88% | -$5.97M |
|
397
PUT
Altria Group
MO
$108B
| $944K | 0.01% |
24,600
-69,400
| -74% | -$2.56M |
|
|
ELLI
398
DELISTED
Ellie Mae Inc
ELLI
| $940K | 0.01% |
+35,000
| New | +$986K |
|
|
399
CALL
Ford
F
$55.5B
| $914K | 0.01% |
59,300
-200,000
| -77% | -$3.35M |
|
|
GIVN
400
CALL
DELISTED
GIVEN IMAGING LTD
GIVN
| $902K | 0.01% |
+30,000
| New | +$702K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.