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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTU
376
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$1.55M 0.02%
6,007
+7
+0.1% +$1.79K
BTU
377
PUT
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$1.55M 0.02%
6,000
– –
HYG icon
378
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.54M 0.02%
16,800
-7,400
-31% -$679K
ATI icon
379
CALL
ATI
ATI
$31.8B
$1.53M 0.02%
50,000
– –
DELL
380
PUT
DELISTED
DELL INC
DELL
$1.51M 0.02%
110,000
-187,500
-63% -$2.54M
V icon
381
CALL
Visa
V
$673B
$1.49M 0.02%
31,200
-25,200
-45% -$1.16M
EMN icon
382
CALL
Eastman Chemical
EMN
$8.37B
$1.48M 0.01%
19,000
– –
MAKO
383
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
$1.48M 0.01%
+50,000
New +$762K
NLSN
384
CALL
DELISTED
Nielsen Holdings plc
NLSN
$1.44M 0.01%
+39,600
New +$1.36M
KMX icon
385
PUT
CarMax
KMX
$8.2B
$1.43M 0.01%
+29,500
New +$1.44M
M icon
386
CALL
Macy's
M
$6.28B
$1.43M 0.01%
33,000
– –
PKG icon
387
CALL
Packaging Corp of America
PKG
$22.8B
$1.43M 0.01%
+25,000
New +$1.35M
CBB
388
DELISTED
Cincinnati Bell Inc.
CBB
$1.36M 0.01%
100,000
+60,000
+150% +$949K
SEE
389
CALL
DELISTED
Sealed Air
SEE
$1.36M 0.01%
+50,000
New +$1.42M
SEE
390
PUT
DELISTED
Sealed Air
SEE
$1.36M 0.01%
+50,000
New +$1.42M
LCC
391
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
$1.33M 0.01%
+70,000
New +$1.24M
ACN icon
392
PUT
Accenture
ACN
$108B
$1.32M 0.01%
18,000
– –
BIIB icon
393
PUT
Biogen
BIIB
$30.1B
$1.32M 0.01%
5,500
-300
-5% -$67.1K
TNL icon
394
Travel + Leisure Co
TNL
$4.54B
$1.32M 0.01%
47,873
+22,400
+88% +$613K
GRA
395
CALL
DELISTED
W.R. Grace & Co.
GRA
$1.31M 0.01%
15,000
– –
CCL icon
396
PUT
Carnival Corporation Ltd
CCL
$38B
$1.3M 0.01%
+40,000
New +$1.45M
HSBC icon
397
CALL
HSBC
HSBC
$358B
$1.3M 0.01%
+27,854
New +$1.32M
MAS icon
398
PUT
Masco
MAS
$14.7B
$1.28M 0.01%
68,508
– –
XLK icon
399
CALL
State Street Technology Select Sector SPDR ETF
XLK
$124B
$1.28M 0.01%
80,000
– –
LEN icon
400
Lennar Class A
LEN
$20.6B
$1.26M 0.01%
37,357
+25,956
+228% +$842K
14 15
16
17 18

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.