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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
351
CALL
Charter Communications
CHTR
$18.7B
$23.1M 0.05%
31,700
+11,300
+55% +$8.57M
OKE icon
352
PUT
Oneok
OKE
$58.5B
$22.8M 0.05%
392,400
+105,100
+37% +$5.65M
PNC icon
353
CALL
PNC Financial Services
PNC
$102B
$22.7M 0.05%
116,100
+8,000
+7% +$1.51M
TXNM
354
TXNM Energy Inc
TXNM
$5.91B
$22.7M 0.04%
457,898
-204,595
-31% -$10M
JNJ icon
355
Johnson & Johnson
JNJ
$630B
$22.6M 0.04%
139,817
+137,655
+6,367% +$23.5M
WELL icon
356
PUT
Welltower
WELL
$169B
$22.5M 0.04%
272,800
+80,900
+42% +$6.95M
NTAP icon
357
PUT
NetApp
NTAP
$40.2B
$22.4M 0.04%
249,500
+36,900
+17% +$3.12M
ATVI
358
DELISTED
Activision Blizzard
ATVI
$22.4M 0.04%
289,359
+268,122
+1,263% +$22.4M
KMX icon
359
PUT
CarMax
KMX
$8.52B
$22.2M 0.04%
173,600
+63,200
+57% +$8.41M
SYF icon
360
PUT
Synchrony
SYF
$26.1B
$22.2M 0.04%
454,300
+70,100
+18% +$3.41M
VZ icon
361
Verizon
VZ
$200B
$22.1M 0.04%
409,291
+103,850
+34% +$5.74M
PARA
362
PUT
DELISTED
Paramount Global Class B
PARA
$21.9M 0.04%
553,100
+35,100
+7% +$1.43M
AMAT icon
363
CALL
Applied Materials
AMAT
$423B
$21.8M 0.04%
169,600
+5,800
+4% +$787K
ALB icon
364
PUT
Albemarle
ALB
$15.4B
$21.8M 0.04%
99,700
+5,000
+5% +$1.07M
EXC icon
365
PUT
Exelon
EXC
$46.9B
$21.7M 0.04%
629,778
+302,411
+92% +$10.3M
NUE icon
366
PUT
Nucor
NUE
$61.7B
$21.7M 0.04%
220,000
+57,000
+35% +$6.06M
PG icon
367
Procter & Gamble
PG
$336B
$21.6M 0.04%
154,802
+146,444
+1,752% +$20.8M
LUV icon
368
PUT
Southwest Airlines
LUV
$22B
$21.6M 0.04%
420,300
-17,600
-4% -$889K
KHC icon
369
PUT
Kraft Heinz
KHC
$30B
$21.6M 0.04%
586,400
+105,900
+22% +$3.99M
HIG icon
370
PUT
Hartford Financial Services
HIG
$37.8B
$21.4M 0.04%
305,000
-14,500
-5% -$959K
NDAQ icon
371
PUT
Nasdaq
NDAQ
$54.6B
$21.4M 0.04%
333,000
+59,700
+22% +$3.76M
SNPS icon
372
PUT
Synopsys
SNPS
$79B
$21.4M 0.04%
71,500
+16,100
+29% +$4.89M
FIS icon
373
Fidelity National Information Services
FIS
$22.7B
$21.3M 0.04%
175,417
+137,122
+358% +$18.4M
UNP icon
374
CALL
Union Pacific
UNP
$177B
$21.2M 0.04%
108,400
+2,000
+2% +$432K
IDXX icon
375
PUT
Idexx Laboratories
IDXX
$44.5B
$21.2M 0.04%
34,100
+32,800
+2,523% +$22M
13 14
15
16 17

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.