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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
351
PUT
LyondellBasell Industries
LYB
$18.8B
$8.09M 0.04%
114,800
+17,200
+18% +$1.19M
NBL
352
DELISTED
Noble Energy, Inc.
NBL
$8.04M 0.04%
940,474
+878,591
+1,420% +$8.59M
AEP icon
353
PUT
American Electric Power
AEP
$64.4B
$8.03M 0.04%
98,200
+35,700
+57% +$2.94M
MDLZ icon
354
CALL
Mondelez International
MDLZ
$76.9B
$8.02M 0.04%
139,600
+52,000
+59% +$2.89M
BIDU icon
355
PUT
Baidu
BIDU
$29.8B
$8M 0.04%
63,200
-10,200
-14% -$1.26M
PPG icon
356
PUT
PPG Industries
PPG
$23.9B
$7.96M 0.04%
65,200
+1,400
+2% +$164K
KR icon
357
PUT
Kroger
KR
$34.7B
$7.95M 0.04%
234,500
+19,600
+9% +$677K
SLB icon
358
SLB Ltd
SLB
$76.5B
$7.91M 0.04%
508,423
+197,857
+64% +$3.68M
EW icon
359
CALL
Edwards Lifesciences
EW
$49.7B
$7.87M 0.04%
98,600
+12,700
+15% +$991K
ACIA
360
DELISTED
Acacia Communications Inc
ACIA
$7.87M 0.04%
116,758
+27,362
+31% +$1.86M
FTNT icon
361
PUT
Fortinet
FTNT
$127B
$7.83M 0.04%
332,500
+53,000
+19% +$1.37M
RF icon
362
PUT
Regions Financial
RF
$23.5B
$7.81M 0.04%
677,100
+15,500
+2% +$173K
KSU
363
PUT
DELISTED
Kansas City Southern
KSU
$7.76M 0.04%
42,900
+6,900
+19% +$1.19M
AFL icon
364
Aflac
AFL
$57B
$7.75M 0.04%
213,176
+60,671
+40% +$2.21M
PXD
365
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$7.69M 0.04%
89,400
+100
+0.1% +$9.85K
MCHP icon
366
PUT
Microchip Technology
MCHP
$42.7B
$7.67M 0.04%
149,200
+22,800
+18% +$1.19M
ETFC
367
PUT
DELISTED
E*Trade Financial Corporation
ETFC
$7.58M 0.04%
151,400
+3,000
+2% +$157K
TROW icon
368
PUT
T. Rowe Price
TROW
$22.5B
$7.57M 0.04%
59,000
+32,200
+120% +$4.26M
O icon
369
PUT
Realty Income
O
$52.6B
$7.55M 0.04%
128,278
+28,174
+28% +$1.67M
STT icon
370
PUT
State Street
STT
$49.8B
$7.51M 0.04%
126,600
-6,500
-5% -$422K
WDAY icon
371
PUT
Workday
WDAY
$45.7B
$7.49M 0.04%
34,800
+20,100
+137% +$3.98M
TJX icon
372
CALL
TJX Companies
TJX
$143B
$7.47M 0.04%
134,300
+20,700
+18% +$1.12M
KMB icon
373
CALL
Kimberly-Clark
KMB
$32.7B
$7.44M 0.04%
50,400
+22,400
+80% +$3.36M
EOG icon
374
PUT
EOG Resources
EOG
$73.6B
$7.38M 0.04%
205,300
+42,100
+26% +$1.89M
TTWO icon
375
PUT
Take-Two Interactive
TTWO
$37.7B
$7.37M 0.04%
44,600
+3,700
+9% +$601K
13 14
15
16 17

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.