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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
(+27%)
Cap. Flow
+$2.5B
Cap. Flow
% of AUM
13.46%
Top 10 Holdings %
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck Gold Miners ETF
GDX
|
+$69.8M |
| 2 |
Apple
AAPL
|
+$55.1M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$33M |
| 4 |
Bank of America
BAC
|
+$25.3M |
| 5 |
Walmart Inc
WMT
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$463M |
| 2 |
CELG
Celgene Corp
CELG
|
+$133M |
| 3 |
AGN
Allergan plc
AGN
|
+$95.6M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$68.6M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$38.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.19% |
| 2 | Financials | 1.05% |
| 3 | Healthcare | 0.78% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Consumer Staples | 0.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
PUT
ServiceNow
NOW
$131B
| $9.8M | 0.05% |
+173,500
| New | +$9.14M |
|
352
PUT
Regions Financial
RF
$27B
| $9.76M | 0.05% |
569,000
+174,300
| +44% | +$2.87M |
|
353
Oracle
ORCL
$450B
| $9.76M | 0.05% |
184,259
+174,280
| +1,746% | +$9.59M |
|
354
CALL
Morgan Stanley
MS
$344B
| $9.74M | 0.05% |
190,600
+32,500
| +21% | +$1.54M |
|
355
CALL
Occidental Petroleum
OXY
$57.6B
| $9.74M | 0.05% |
236,400
+104,000
| +79% | +$4.17M |
|
356
PUT
LyondellBasell Industries
LYB
$20.1B
| $9.61M | 0.05% |
101,700
+31,900
| +46% | +$2.92M |
|
357
PUT
Expedia Group
EXPE
$39.4B
| $9.54M | 0.05% |
88,200
+38,200
| +76% | +$4.48M |
|
358
PUT
Microchip Technology
MCHP
$43B
| $9.53M | 0.05% |
182,000
+55,200
| +44% | +$2.67M |
|
359
PUT
Alibaba
BABA
$293B
| $9.48M | 0.05% |
44,700
-105,000
| -70% | -$19.7M |
|
|
MLNX
360
CALL
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $9.47M | 0.05% |
80,800
| – | – |
|
361
PUT
Best Buy
BBY
$18B
| $9.46M | 0.05% |
107,700
+38,500
| +56% | +$2.95M |
|
|
BMY.RT
362
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $9.44M | 0.05% |
+3,136,150
| New | +$8.16M |
|
363
PUT
KeyCorp
KEY
$24.7B
| $9.44M | 0.05% |
466,200
+80,300
| +21% | +$1.51M |
|
|
CXO
364
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
| $9.37M | 0.05% |
107,000
+41,200
| +63% | +$2.97M |
|
365
PUT
Take-Two Interactive
TTWO
$45.4B
| $9.3M | 0.05% |
76,000
+14,600
| +24% | +$1.78M |
|
366
PUT
PPG Industries
PPG
$25.5B
| $9.25M | 0.05% |
69,300
+10,300
| +17% | +$1.31M |
|
367
CALL
CSX Corp
CSX
$92.9B
| $9.18M | 0.05% |
380,700
+61,200
| +19% | +$1.45M |
|
368
PUT
Oneok
OKE
$58.7B
| $9.11M | 0.05% |
120,400
+32,700
| +37% | +$2.34M |
|
369
PUT
TransDigm Group
TDG
$68.7B
| $9.07M | 0.05% |
16,200
+7,000
| +76% | +$3.83M |
|
|
ARQL
370
DELISTED
Arqule Inc
ARQL
| $9.01M | 0.05% |
+451,547
| New | +$5.24M |
|
371
PUT
Centene
CNC
$32.6B
| $8.9M | 0.05% |
141,500
+27,800
| +24% | +$1.51M |
|
372
PUT
Fortive
FTV
$18.7B
| $8.85M | 0.05% |
183,790
+50,269
| +38% | +$2.27M |
|
373
PUT
Southwest Airlines
LUV
$22.1B
| $8.83M | 0.05% |
163,600
+42,000
| +35% | +$2.33M |
|
374
Cisco
CSCO
$444B
| $8.74M | 0.05% |
182,314
-40,238
| -18% | -$1.87M |
|
|
375
Occidental Petroleum
OXY
$57.6B
| $8.71M | 0.05% |
211,454
+94,440
| +81% | +$3.78M |
|
Similar funds
NAMI
QCM
Capstone Investment Advisors's Q4 2019 Portfolio in Review
As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.
By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.
- Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
- Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
- Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
- Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
- Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
- Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
- Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.
Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.