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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
351
Johnson & Johnson
JNJ
$630B
$6.56M 0.05%
50,710
+17,235
+51% +$2.27M
BFH icon
352
CALL
Bread Financial
BFH
$4.52B
$6.47M 0.04%
63,277
+62,275
+6,215% +$7.02M
FITB
353
PUT
Fifth Third Bancorp
FITB
$52.6B
$6.46M 0.04%
236,100
+63,700
+37% +$1.75M
OKE icon
354
PUT
Oneok
OKE
$58.5B
$6.46M 0.04%
87,700
+17,200
+24% +$1.22M
ATVI
355
CALL
DELISTED
Activision Blizzard
ATVI
$6.46M 0.04%
122,000
+30,300
+33% +$1.51M
PM icon
356
Philip Morris
PM
$294B
$6.45M 0.04%
85,001
-66,637
-44% -$5.28M
IP icon
357
PUT
International Paper
IP
$21.7B
$6.45M 0.04%
162,941
+57,447
+54% +$2.25M
ELV icon
358
CALL
Elevance Health
ELV
$86.4B
$6.41M 0.04%
26,700
+8,900
+50% +$2.44M
CL icon
359
CALL
Colgate-Palmolive
CL
$74.1B
$6.36M 0.04%
86,500
+32,100
+59% +$2.33M
SO icon
360
CALL
Southern Company
SO
$107B
$6.28M 0.04%
101,600
+2,200
+2% +$128K
PGR icon
361
CALL
Progressive
PGR
$121B
$6.26M 0.04%
81,100
+30,300
+60% +$2.38M
YUM icon
362
CALL
Yum! Brands
YUM
$41.4B
$6.25M 0.04%
55,100
+16,400
+42% +$1.87M
LYB icon
363
PUT
LyondellBasell Industries
LYB
$20.1B
$6.25M 0.04%
69,800
+13,900
+25% +$1.13M
RF icon
364
PUT
Regions Financial
RF
$27B
$6.24M 0.04%
394,700
-14,000
-3% -$212K
AAL icon
365
PUT
American Airlines Group
AAL
$9.93B
$6.16M 0.04%
228,400
+130,800
+134% +$3.83M
BIIB icon
366
CALL
Biogen
BIIB
$31.1B
$6.12M 0.04%
26,300
-5,900
-18% -$1.37M
NSC icon
367
CALL
Norfolk Southern
NSC
$76B
$6.05M 0.04%
33,700
+3,100
+10% +$570K
COF icon
368
CALL
Capital One
COF
$137B
$5.96M 0.04%
65,500
+21,800
+50% +$1.96M
IRM icon
369
PUT
Iron Mountain
IRM
$37.6B
$5.91M 0.04%
182,300
+143,100
+365% +$4.49M
MCHP icon
370
PUT
Microchip Technology
MCHP
$42.3B
$5.89M 0.04%
126,800
+19,000
+18% +$862K
OXY icon
371
CALL
Occidental Petroleum
OXY
$57.7B
$5.89M 0.04%
132,400
-9,500
-7% -$449K
EW icon
372
CALL
Edwards Lifesciences
EW
$53.4B
$5.85M 0.04%
79,800
+19,500
+32% +$1.37M
ELV icon
373
Elevance Health
ELV
$86.4B
$5.84M 0.04%
24,317
+14,309
+143% +$3.92M
FTV icon
374
PUT
Fortive
FTV
$18.7B
$5.77M 0.04%
133,521
+14,589
+12% +$672K
DLTR icon
375
PUT
Dollar Tree
DLTR
$24.8B
$5.76M 0.04%
50,500
+19,400
+62% +$2.03M
13 14
15
16 17

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.