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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBLY
351
DELISTED
Mobileye N.V.
MBLY
$957K 0.02%
+22,500
New +$1.04M
CMCSA icon
352
PUT
Comcast
CMCSA
$89.3B
$955K 0.02%
+28,800
New +$959K
AR icon
353
Antero Resources
AR
$11.5B
$948K 0.02%
35,200
+16,700
+90% +$445K
BKU icon
354
Bankunited
BKU
$3.4B
$948K 0.02%
31,400
-37,149
-54% -$1.14M
CBRE icon
355
CBRE Group
CBRE
$42.7B
$942K 0.02%
33,694
-11,099
-25% -$317K
HEI icon
356
HEICO Corp
HEI
$51.6B
$942K 0.02%
+33,257
New +$939K
BG icon
357
Bunge Global
BG
$21.5B
$938K 0.02%
15,843
+6,123
+63% +$381K
TMO icon
358
Thermo Fisher Scientific
TMO
$222B
$938K 0.02%
5,900
-2,100
-26% -$324K
FLR icon
359
Fluor
FLR
$7.07B
$934K 0.02%
+18,200
New +$939K
APOL
360
DELISTED
Apollo Education Group Inc Class A
APOL
$934K 0.02%
117,554
– –
FGL
361
DELISTED
Fidelity & Guaranty Life
FGL
$934K 0.02%
40,284
– –
FLEX icon
362
Flex
FLEX
$47.3B
$927K 0.02%
90,326
-119,854
-57% -$1.16M
ENTG icon
363
Entegris
ENTG
$24.4B
$926K 0.02%
+53,196
New +$873K
Y
364
DELISTED
Alleghany Corp
Y
$925K 0.02%
+1,763
New +$943K
PEP icon
365
CALL
PepsiCo
PEP
$188B
$924K 0.02%
+8,500
New +$916K
ODFL icon
366
Old Dominion Freight Line
ODFL
$44.2B
$919K 0.02%
+40,200
New +$908K
NXPI icon
367
NXP Semiconductors
NXPI
$59.1B
$918K 0.02%
+9,000
New +$763K
CMCSA icon
368
CALL
Comcast
CMCSA
$89.3B
$915K 0.02%
+27,600
New +$919K
BURL icon
369
Burlington
BURL
$22.2B
$910K 0.02%
11,235
-5,107
-31% -$395K
CLX icon
370
Clorox
CLX
$12.9B
$899K 0.02%
+7,183
New +$941K
AMZN icon
371
Amazon
AMZN
$2.9T
$888K 0.02%
21,220
-42,020
-66% -$1.61M
VXX
372
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$883K 0.02%
+6,480
New +$1.04M
BAP icon
373
Credicorp
BAP
$29.7B
$879K 0.02%
5,775
+2,364
+69% +$373K
HAIN icon
374
Hain Celestial
HAIN
$53.7M
$879K 0.02%
+24,708
New +$1.08M
THS
375
DELISTED
Treehouse Foods
THS
$876K 0.02%
10,056
+7,440
+284% +$715K
13 14
15
16 17

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.