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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSN icon
351
VeriSign
VRSN
$26B
$293K ﹤0.01%
+5,316
New +$287K
USB icon
352
US Bancorp
USB
$100B
$292K ﹤0.01%
+6,996
New +$296K
OREX
353
DELISTED
Orexigen Therapeutics, Inc.
OREX
$283K ﹤0.01%
+6,650
New +$357K
NFLX icon
354
Netflix
NFLX
$311B
$275K ﹤0.01%
+42,700
New +$277K
WFM
355
DELISTED
Whole Foods Market Inc
WFM
$274K ﹤0.01%
+7,190
New +$275K
CHK
356
DELISTED
Chesapeake Energy Corporation
CHK
$255K ﹤0.01%
+56
New +$295K
CB icon
357
PUT
Chubb
CB
$134B
$241K ﹤0.01%
2,300
-40,700
-95% -$4.24M
CHL
358
CALL
DELISTED
China Mobile Limited
CHL
$235K ﹤0.01%
4,000
-82,900
-95% -$4.77M
SRPT icon
359
CALL
Sarepta Therapeutics
SRPT
$1.92B
$234K ﹤0.01%
11,100
-17,600
-61% -$397K
SFLY
360
PUT
DELISTED
Shutterfly, Inc.
SFLY
$224K ﹤0.01%
+4,600
New +$224K
AMCC
361
DELISTED
Applied Micro Circuits Corporation New
AMCC
$183K ﹤0.01%
+26,199
New +$227K
ZBH icon
362
CALL
Zimmer Biomet
ZBH
$18.5B
$180K ﹤0.01%
+1,854
New +$182K
AZN icon
363
AstraZeneca
AZN
$246B
$178K ﹤0.01%
+2,500
New +$183K
VHC icon
364
VirnetX Holding Corp
VHC
$61.4M
$150K ﹤0.01%
+1,250
New +$335K
GCVRZ
365
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$139K ﹤0.01%
300,000
– –
NEM icon
366
Newmont
NEM
$124B
$134K ﹤0.01%
+5,852
New +$149K
VIPS icon
367
CALL
Vipshop
VIPS
$7.2B
$132K ﹤0.01%
+7,000
New +$144K
SNBR
368
DELISTED
Sleep Number
SNBR
$107K ﹤0.01%
+5,138
New +$108K
LVS icon
369
Las Vegas Sands
LVS
$29.6B
$86K ﹤0.01%
+1,386
New +$95.2K
LAMR icon
370
Lamar Advertising Co
LAMR
$15.6B
$83K ﹤0.01%
1,700
-18,300
-92% -$943K
CYHHZ
371
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$70K ﹤0.01%
2,000,000
– –
JCP
372
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$16K ﹤0.01%
1,600
-500,000
-100% -$4.9M
CHL
373
DELISTED
China Mobile Limited
CHL
$9K ﹤0.01%
+168
New +$9.67K
AFL icon
374
CALL
Aflac
AFL
$60.7B
– –
-90,600
Closed -$2.82M
AFL icon
375
PUT
Aflac
AFL
$60.7B
– –
-67,000
Closed -$2.08M
13 14
15
16 17

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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.