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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$453M
Cap. Flow %
-5.77%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.69%
2 Technology 2.06%
3 Communication Services 1.57%
4 Consumer Staples 1.05%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
351
CALL
Bank of America
BAC
$396B
– –
-70,000
Closed -$1.09M
BAC icon
352
PUT
Bank of America
BAC
$396B
– –
-66,000
Closed -$1.03M
BAX icon
353
CALL
Baxter International
BAX
$12.1B
– –
-28,351
Closed -$1.07M
BNY
354
CALL
Bank of New York Mellon
BNY
$102B
– –
-56,400
Closed -$1.97M
BNY
355
PUT
Bank of New York Mellon
BNY
$102B
– –
-9,300
Closed -$324K
BLK icon
356
PUT
Blackrock
BLK
$168B
– –
-27,800
Closed -$8.8M
BRK.B icon
357
CALL
Berkshire Hathaway Class B
BRK.B
$1.08T
– –
-264,100
Closed -$31.3M
BRK.B icon
358
PUT
Berkshire Hathaway Class B
BRK.B
$1.08T
– –
-99,900
Closed -$11.8M
BSX icon
359
CALL
Boston Scientific
BSX
$63.7B
– –
-50,000
Closed -$601K
BSX icon
360
PUT
Boston Scientific
BSX
$63.7B
– –
-56,600
Closed -$680K
C icon
361
CALL
Citigroup
C
$225B
– –
-205,000
Closed -$10.7M
CAR icon
362
CALL
Avis
CAR
$3.83B
– –
-190,100
Closed -$7.68M
CAR icon
363
PUT
Avis
CAR
$3.83B
– –
-175,800
Closed -$7.11M
CCL icon
364
CALL
Carnival Corporation Ltd
CCL
$30.5B
– –
-19,600
Closed -$787K
CCL icon
365
PUT
Carnival Corporation Ltd
CCL
$30.5B
– –
-40,000
Closed -$1.61M
CE icon
366
CALL
Celanese
CE
$5.17B
– –
-26,300
Closed -$1.45M
CE icon
367
PUT
Celanese
CE
$5.17B
– –
-76,300
Closed -$4.22M
CF icon
368
CALL
CF Industries
CF
$17.4B
– –
-23,500
Closed -$1.09M
CF icon
369
PUT
CF Industries
CF
$17.4B
– –
-500
Closed -$23K
CHRW icon
370
C.H. Robinson
CHRW
$17.2B
– –
-54,421
Closed -$2.96M
CHRW icon
371
PUT
C.H. Robinson
CHRW
$17.2B
– –
-59,500
Closed -$3.47M
CL icon
372
PUT
Colgate-Palmolive
CL
$68.6B
– –
-70,000
Closed -$4.56M
CMG icon
373
CALL
Chipotle Mexican Grill
CMG
$39.6B
– –
-2,380,000
Closed -$25.4M
COF icon
374
CALL
Capital One
COF
$123B
– –
-69,500
Closed -$5.32M
COF icon
375
PUT
Capital One
COF
$123B
– –
-1,900
Closed -$145K
13 14
15
16 17

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $453M in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 89% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.