We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
+$221M
Cap. Flow %
2.23%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.68%
2 Technology 1.34%
3 Healthcare 0.99%
4 Consumer Staples 0.88%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBR icon
351
Nabors Industries
NBR
$1.24B
$1.84M 0.02%
+2,298
New +$1.81M
RDC
352
CALL
DELISTED
Rowan Companies Plc
RDC
$1.84M 0.02%
50,100
– –
TOL icon
353
Toll Brothers
TOL
$12.7B
$1.83M 0.02%
56,508
+27,967
+98% +$904K
VRSN icon
354
PUT
VeriSign
VRSN
$26B
$1.81M 0.02%
35,600
+3,700
+12% +$179K
HPQ icon
355
PUT
HP
HPQ
$28.2B
$1.8M 0.02%
189,372
-613,477
-76% -$6.78M
EEM icon
356
iShares MSCI Emerging Markets ETF
EEM
$31.6B
$1.79M 0.02%
44,016
-29,031
-40% -$1.15M
EMN icon
357
PUT
Eastman Chemical
EMN
$7.66B
$1.79M 0.02%
23,000
– –
JCP
358
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$1.78M 0.02%
202,400
+127,000
+168% +$1.81M
NUAN
359
CALL
DELISTED
Nuance Communications, Inc.
NUAN
$1.78M 0.02%
110,072
+46,547
+73% +$770K
KMX icon
360
CALL
CarMax
KMX
$8.12B
$1.78M 0.02%
+36,700
New +$1.8M
VOD icon
361
PUT
Vodafone
VOD
$38.5B
$1.76M 0.02%
+49,050
New +$1.55M
IP icon
362
International Paper
IP
$18.5B
$1.72M 0.02%
+41,036
New +$1.83M
BNY
363
CALL
Bank of New York Mellon
BNY
$102B
$1.7M 0.02%
56,400
+17,300
+44% +$531K
PNRA
364
PUT
DELISTED
Panera Bread Co
PNRA
$1.7M 0.02%
10,700
-100
-0.9% -$17.4K
ATI icon
365
PUT
ATI
ATI
$25.3B
$1.68M 0.02%
55,000
– –
MSFT icon
366
Microsoft
MSFT
$3.83T
$1.66M 0.02%
+50,000
New +$1.64M
NSM
367
PUT
DELISTED
NATIONAL SEMICONDUCTOR CORP
NSM
$1.65M 0.02%
+29,300
New +$1.65M
PNRA
368
DELISTED
Panera Bread Co
PNRA
$1.64M 0.02%
+10,322
New +$1.79M
RYL
369
CALL
DELISTED
RYLAND GROUP INC
RYL
$1.62M 0.02%
40,000
– –
RYL
370
PUT
DELISTED
RYLAND GROUP INC
RYL
$1.62M 0.02%
40,000
– –
OIH icon
371
CALL
VanEck Oil Services ETF
OIH
$2.03B
$1.61M 0.02%
1,715
– –
INTC icon
372
Intel
INTC
$650B
$1.6M 0.02%
+69,910
New +$1.61M
R icon
373
Ryder
R
$9.03B
$1.6M 0.02%
26,775
+17,540
+190% +$1.05M
VMC icon
374
CALL
Vulcan Materials
VMC
$31.7B
$1.55M 0.02%
30,000
– –
VMC icon
375
PUT
Vulcan Materials
VMC
$31.7B
$1.55M 0.02%
30,000
– –
13 14
15
16 17

Similar funds

New York State Teachers Retirement System (NYSTRS)
New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return
Royal London Asset Management
Royal London Asset Management United Kingdom $54.3B AUM 39.21% 1-Year Est. Return
GQG Partners
GQG Partners Ft. Lauderdale, Florida $53.8B AUM 19.23% 1-Year Est. Return
HF
HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return
TCI Fund Management
TCI Fund Management London, United Kingdom $52.8B AUM 12.71% 1-Year Est. Return

Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors's Q3 2013 filing shows 198 new, 133 increased, 108 reduced and 121 closed positions. Its largest new stake was Vodafone: 1,123,052 shares worth $40.3M. The largest sale was Apple, an estimated $36.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.