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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
326
American Express
AXP
$230B
$4.47M 0.03%
33,169
+21,910
+195% +$3.32M
DLTR icon
327
PUT
Dollar Tree
DLTR
$24.6B
$4.45M 0.03%
32,700
-3,900
-11% -$607K
ABT icon
328
CALL
Abbott
ABT
$190B
$4.41M 0.03%
45,600
-5,200
-10% -$554K
EFX icon
329
Equifax
EFX
$21.1B
$4.41M 0.03%
25,726
+9,594
+59% +$1.88M
KMB icon
330
PUT
Kimberly-Clark
KMB
$36.1B
$4.4M 0.03%
39,100
+1,900
+5% +$247K
PNST
331
DELISTED
Pinstripes Holdings, Inc.
PNST
$4.4M 0.03%
440,000
– –
LRCX icon
332
PUT
Lam Research
LRCX
$410B
$4.39M 0.03%
120,000
+15,000
+14% +$668K
CME icon
333
CME Group
CME
$94.1B
$4.39M 0.03%
+24,787
New +$4.9M
RMD icon
334
PUT
ResMed
RMD
$32.4B
$4.39M 0.03%
20,100
+1,200
+6% +$273K
DHI icon
335
PUT
D.R. Horton
DHI
$40.8B
$4.38M 0.03%
65,100
+2,200
+3% +$162K
MCK icon
336
PUT
McKesson
MCK
$104B
$4.38M 0.03%
12,900
+1,600
+14% +$555K
ORCL icon
337
Oracle
ORCL
$429B
$4.36M 0.03%
71,449
+63,722
+825% +$4.67M
NSC icon
338
Norfolk Southern
NSC
$74.9B
$4.36M 0.03%
20,776
+15,133
+268% +$3.64M
AMT icon
339
PUT
American Tower
AMT
$79.9B
$4.34M 0.03%
20,200
-5,000
-20% -$1.28M
KO icon
340
CALL
Coca-Cola
KO
$373B
$4.31M 0.03%
76,900
+600
+0.8% +$37.3K
MA icon
341
Mastercard
MA
$488B
$4.29M 0.03%
15,080
+4,297
+40% +$1.42M
FITB
342
PUT
Fifth Third Bancorp
FITB
$52.2B
$4.25M 0.03%
132,900
-11,500
-8% -$396K
UNP icon
343
Union Pacific
UNP
$174B
$4.23M 0.03%
21,723
+10,039
+86% +$2.22M
CME icon
344
CALL
CME Group
CME
$94.1B
$4.22M 0.03%
23,800
-1,500
-6% -$296K
EW icon
345
Edwards Lifesciences
EW
$53.3B
$4.19M 0.03%
50,701
+31,568
+165% +$3.04M
CPNG icon
346
PUT
Coupang
CPNG
$29.5B
$4.17M 0.03%
250,000
-563,000
-69% -$9.73M
SYY icon
347
PUT
Sysco
SYY
$40.2B
$4.16M 0.03%
58,800
-12,700
-18% -$1.06M
PYPL icon
348
CALL
PayPal
PYPL
$50B
$4.13M 0.02%
48,000
-944,700
-95% -$83.8M
CSX icon
349
CSX Corp
CSX
$92.6B
$4.11M 0.02%
154,347
+126,189
+448% +$3.92M
TXN icon
350
Texas Instruments
TXN
$256B
$4.11M 0.02%
26,547
+8,700
+49% +$1.46M
12 13
14
15 16

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.