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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
PUT
Keysight
KEYS
$60.3B
| $25.4M | 0.05% |
154,300
+11,600
| +8% | +$1.95M |
|
327
CALL
Gilead Sciences
GILD
$171B
| $25.1M | 0.05% |
359,600
+11,100
| +3% | +$780K |
|
328
CALL
Medtronic
MDT
$116B
| $25M | 0.05% |
199,500
-54,900
| -22% | -$7.11M |
|
329
CALL
Intuit
INTU
$97.8B
| $24.9M | 0.05% |
46,100
+7,200
| +19% | +$3.88M |
|
330
PUT
MSCI
MSCI
$41.9B
| $24.8M | 0.05% |
40,800
+2,200
| +6% | +$1.34M |
|
331
CALL
Advanced Micro Devices
AMD
$790B
| $24.8M | 0.05% |
241,000
-53,600
| -18% | -$5.48M |
|
332
PUT
Delta Air Lines
DAL
$60.1B
| $24.7M | 0.05% |
578,700
+58,700
| +11% | +$2.4M |
|
333
PUT
Occidental Petroleum
OXY
$57.7B
| $24.6M | 0.05% |
831,700
+30,200
| +4% | +$806K |
|
334
Walmart Inc
WMT
$921B
| $24.6M | 0.05% |
529,218
+296,013
| +127% | +$14.3M |
|
335
CALL
American Tower
AMT
$81.3B
| $24.4M | 0.05% |
91,800
+24,100
| +36% | +$6.87M |
|
336
PUT
Amphenol
APH
$204B
| $24.3M | 0.05% |
662,400
+242,000
| +58% | +$8.89M |
|
337
PUT
International Flavors & Fragrances
IFF
$21.4B
| $24.1M | 0.05% |
180,200
-3,300
| -2% | -$485K |
|
338
PUT
Carrier Global
CARR
$52.3B
| $24M | 0.05% |
464,500
+62,300
| +15% | +$3.35M |
|
339
PUT
Rockwell Automation
ROK
$49.6B
| $24M | 0.05% |
81,700
+37,400
| +84% | +$11.5M |
|
|
AJRD
340
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $24M | 0.05% |
550,778
+263,944
| +92% | +$11.8M |
|
|
BNY
341
PUT
Bank of New York Mellon
BNY
$110B
| $24M | 0.05% |
462,200
-60,700
| -12% | -$3.16M |
|
342
PUT
Cognizant
CTSH
$26.7B
| $24M | 0.05% |
322,800
+122,300
| +61% | +$9.02M |
|
343
CALL
American Express
AXP
$232B
| $23.9M | 0.05% |
142,500
+11,000
| +8% | +$1.84M |
|
344
Global Payments
GPN
$25.1B
| $23.8M | 0.05% |
151,015
+89,555
| +146% | +$15.6M |
|
345
PUT
Corning
GLW
$136B
| $23.7M | 0.05% |
648,200
-40,700
| -6% | -$1.63M |
|
346
PUT
Stanley Black & Decker
SWK
$15.4B
| $23.5M | 0.05% |
134,100
+55,900
| +71% | +$10.9M |
|
347
PUT
Etsy
ETSY
$7.42B
| $23.4M | 0.05% |
112,600
-2,100
| -2% | -$426K |
|
348
PUT
IQVIA
IQV
$39.8B
| $23.2M | 0.05% |
96,900
-1,800
| -2% | -$454K |
|
349
PUT
General Mills
GIS
$20.8B
| $23.2M | 0.05% |
387,700
+102,000
| +36% | +$6.03M |
|
350
CALL
Capital One
COF
$137B
| $23.2M | 0.05% |
143,000
+43,700
| +44% | +$7.13M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.