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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
326
PUT
S&P Global
SPGI
$119B
$9.27M 0.05%
25,700
-4,800
-16% -$1.69M
AIG icon
327
PUT
American International
AIG
$38.8B
$9.23M 0.05%
335,400
+103,500
+45% +$3.08M
CME icon
328
CALL
CME Group
CME
$95.1B
$9.22M 0.05%
55,100
+12,000
+28% +$2.02M
HYG icon
329
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
$9.21M 0.05%
109,800
-152,500
-58% -$12.8M
VLO icon
330
PUT
Valero Energy
VLO
$111B
$9.15M 0.05%
211,300
+15,100
+8% +$791K
NOW icon
331
CALL
ServiceNow
NOW
$140B
$9.12M 0.05%
94,000
+36,000
+62% +$3.22M
GEN icon
332
PUT
Gen Digital
GEN
$12.9B
$9.11M 0.05%
436,900
-29,100
-6% -$630K
BALL icon
333
PUT
Ball Corp
BALL
$15B
$9.05M 0.05%
108,900
+25,000
+30% +$1.92M
WFC icon
334
CALL
Wells Fargo
WFC
$251B
$8.75M 0.04%
372,300
+36,600
+11% +$902K
MPC icon
335
Marathon Petroleum
MPC
$111B
$8.72M 0.04%
297,224
+123,279
+71% +$4.33M
FIS icon
336
CALL
Fidelity National Information Services
FIS
$18.3B
$8.69M 0.04%
59,000
+27,700
+88% +$4M
KEYS icon
337
PUT
Keysight
KEYS
$61.7B
$8.65M 0.04%
87,600
+20,100
+30% +$1.97M
MSI icon
338
PUT
Motorola Solutions
MSI
$75.6B
$8.64M 0.04%
55,100
+10,000
+22% +$1.46M
DXCM icon
339
PUT
DexCom
DXCM
$32.7B
$8.53M 0.04%
82,800
+400
+0.5% +$41.8K
PHM icon
340
PUT
Pultegroup
PHM
$22.8B
$8.5M 0.04%
183,600
+19,800
+12% +$847K
CI icon
341
CALL
Cigna
CI
$71.9B
$8.47M 0.04%
50,000
+4,000
+9% +$704K
SPG icon
342
Simon Property Group
SPG
$66.3B
$8.47M 0.04%
130,899
+21,954
+20% +$1.44M
WHR icon
343
PUT
Whirlpool
WHR
$2.07B
$8.35M 0.04%
45,400
+9,500
+26% +$1.58M
HIG icon
344
PUT
Hartford Financial Services
HIG
$33.7B
$8.35M 0.04%
226,400
+28,200
+14% +$1.12M
USB icon
345
US Bancorp
USB
$92.4B
$8.27M 0.04%
230,746
+124,761
+118% +$4.57M
AMAT icon
346
CALL
Applied Materials
AMAT
$385B
$8.25M 0.04%
138,800
+63,600
+85% +$3.93M
ULTA icon
347
PUT
Ulta Beauty
ULTA
$23.3B
$8.24M 0.04%
36,800
+8,700
+31% +$1.87M
SBAC icon
348
PUT
SBA Communications
SBAC
$17.6B
$8.15M 0.04%
25,600
+5,900
+30% +$1.8M
MCK icon
349
PUT
McKesson
MCK
$101B
$8.13M 0.04%
54,600
+18,300
+50% +$2.78M
CTAS icon
350
PUT
Cintas
CTAS
$79.9B
$8.12M 0.04%
97,600
+43,200
+79% +$3.33M
12 13
14
15 16

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.