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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
326
CALL
Northrop Grumman
NOC
$81.6B
$10.9M 0.06%
31,600
+8,600
+37% +$3.02M
HLT icon
327
PUT
Hilton Worldwide
HLT
$72.1B
$10.8M 0.06%
97,800
+52,600
+116% +$5.28M
PNC icon
328
CALL
PNC Financial Services
PNC
$102B
$10.8M 0.06%
67,900
+20,700
+44% +$3.11M
VRTX icon
329
CALL
Vertex Pharmaceuticals
VRTX
$131B
$10.8M 0.06%
49,300
+18,600
+61% +$3.76M
REGN icon
330
CALL
Regeneron Pharmaceuticals
REGN
$83B
$10.8M 0.06%
28,700
-4,500
-14% -$1.51M
VXX icon
331
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$142M
$10.6M 0.06%
10,938
+319
+3% +$386K
AXP icon
332
CALL
American Express
AXP
$233B
$10.6M 0.06%
85,000
+11,000
+15% +$1.31M
LMT icon
333
CALL
Lockheed Martin
LMT
$138B
$10.6M 0.06%
27,100
-4,900
-15% -$1.88M
WYNN icon
334
PUT
Wynn Resorts
WYNN
$10.5B
$10.5M 0.06%
75,800
+28,500
+60% +$3.47M
A icon
335
PUT
Agilent Technologies
A
$42.1B
$10.3M 0.06%
120,500
+25,500
+27% +$2.01M
ETN icon
336
PUT
Eaton
ETN
$177B
$10.2M 0.06%
108,200
+49,900
+86% +$4.43M
SYY icon
337
PUT
Sysco
SYY
$40B
$10.2M 0.06%
119,400
+59,200
+98% +$4.8M
BIIB icon
338
CALL
Biogen
BIIB
$31.1B
$10.2M 0.05%
34,300
+8,000
+30% +$2.22M
NFLX icon
339
Netflix
NFLX
$323B
$10.1M 0.05%
311,840
-117,800
-27% -$3.49M
ALXN
340
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$10.1M 0.05%
93,300
+9,400
+11% +$1.01M
SLB icon
341
CALL
SLB Ltd
SLB
$77.3B
$10M 0.05%
249,900
+88,500
+55% +$3.16M
APTV icon
342
PUT
Aptiv
APTV
$10.1B
$9.98M 0.05%
105,100
+27,600
+36% +$2.53M
AMD icon
343
CALL
Advanced Micro Devices
AMD
$801B
$9.97M 0.05%
217,500
+36,100
+20% +$1.33M
META icon
344
Meta Platforms (Facebook)
META
$1.52T
$9.96M 0.05%
48,517
+37,380
+336% +$7.24M
CVX icon
345
Chevron
CVX
$387B
$9.94M 0.05%
82,494
+16,437
+25% +$1.94M
FIS icon
346
PUT
Fidelity National Information Services
FIS
$22.5B
$9.92M 0.05%
71,300
+41,000
+135% +$5.5M
INTC icon
347
Intel
INTC
$531B
$9.91M 0.05%
165,600
+142,749
+625% +$7.99M
TSN icon
348
PUT
Tyson Foods
TSN
$19.9B
$9.89M 0.05%
108,600
+32,000
+42% +$2.75M
EXC icon
349
PUT
Exelon
EXC
$46.8B
$9.83M 0.05%
302,271
+99,962
+49% +$3.24M
MMM icon
350
3M
MMM
$93.7B
$9.83M 0.05%
66,615
+894
+1% +$125K
12 13
14
15 16

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.