Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $11.7B
1-Year Return 2.17%
This Quarter Return
-0.27%
1 Year Return
+2.17%
3 Year Return
+4.2%
5 Year Return
+5.2%
10 Year Return
+27.16%
AUM
$2.14B
AUM Growth
-$330M
Cap. Flow
-$237M
Cap. Flow %
-11.06%
Top 10 Hldgs %
51.99%
Holding
668
New
54
Increased
123
Reduced
162
Closed
144

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$449M
2
AGN
Allergan plc
AGN
$60.5M
3
GWR
Genesee & Wyoming Inc.
GWR
$25.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
$16.1M
5
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$15.5M

Top Sells

1
RHT
Red Hat Inc
RHT
$136M
2
APC
Anadarko Petroleum
APC
$126M
3
DATA
Tableau Software, Inc.
DATA
$42.9M
4
GLD icon
SPDR Gold Trust
GLD
$30.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$25.3M

Sector Composition

1 Healthcare 15.77%
2 Technology 5.25%
3 Consumer Discretionary 4.44%
4 Industrials 4.41%
5 Energy 2.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MLNX
326
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-122,682
Closed -$13.6M
LKSD
327
DELISTED
LSC Communications, Inc.
LKSD
– –
-84,320
Closed -$309K
BID
328
DELISTED
Sotheby's
BID
– –
-40,642
Closed -$2.36M
DFRG
329
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-164,386
Closed -$1.31M
SFLY
330
DELISTED
Shutterfly, Inc.
SFLY
– –
-397,196
Closed -$20.1M
CRAY
331
DELISTED
Cray, Inc.
CRAY
– –
-147,764
Closed -$5.15M
AQ
332
DELISTED
Aquantia Corp. Common Stock
AQ
– –
-111,998
Closed -$1.46M
WAGE
333
DELISTED
WageWorks, Inc.
WAGE
– –
-199,898
Closed -$10.2M
PCMI
334
DELISTED
PCM, Inc
PCMI
– –
-43,883
Closed -$1.54M
HIVE
335
DELISTED
AEROHIVE NETWORKS, INC.
HIVE
– –
-54,000
Closed -$239K
APC
336
DELISTED
Anadarko Petroleum
APC
– –
-1,784,928
Closed -$126M
BKS
337
DELISTED
Barnes & Noble
BKS
– –
-219,064
Closed -$1.47M
CTRL
338
DELISTED
Control4 Corporation
CTRL
– –
-125,918
Closed -$2.99M
DATA
339
DELISTED
Tableau Software, Inc.
DATA
– –
-258,177
Closed -$42.9M
WP
340
DELISTED
Worldpay, Inc.
WP
– –
-101,388
Closed -$12.4M
ARRY
341
DELISTED
Array Biopharma Inc
ARRY
– –
-109,059
Closed -$5.05M
LEXEA
342
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-105,237
Closed -$5.03M
BRSS
343
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-72,370
Closed -$3.17M
HF
344
DELISTED
HFF Inc.
HF
– –
-101,907
Closed -$4.64M
LABL
345
DELISTED
Multi-Color Corp
LABL
– –
-53,541
Closed -$2.68M
LLL
346
DELISTED
L3 Technologies, Inc.
LLL
– –
0
– –
LION
347
DELISTED
Fidelity Southern Corporation
LION
– –
-12,168
Closed -$377K
TRCO
348
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-118,314
Closed -$5.47M
TSS
349
DELISTED
Total System Services, Inc.
TSS
– –
-65,756
Closed -$8.44M
EFII
350
DELISTED
Electronics for Imaging
EFII
– –
-232,342
Closed -$8.58M
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14
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