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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
326
CALL
US Bancorp
USB
$102B
$7.12M 0.05%
128,600
+7,600
+6% +$411K
ULTA icon
327
PUT
Ulta Beauty
ULTA
$22.2B
$7.09M 0.05%
28,300
+12,500
+79% +$3.84M
PXD
328
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$7.07M 0.05%
56,200
+8,900
+19% +$1.18M
UAL icon
329
PUT
United Airlines
UAL
$41.2B
$7M 0.05%
79,200
+17,200
+28% +$1.52M
PPG icon
330
PUT
PPG Industries
PPG
$25.5B
$6.99M 0.05%
59,000
+7,800
+15% +$898K
EXC icon
331
PUT
Exelon
EXC
$46.8B
$6.97M 0.05%
202,309
+11,076
+6% +$372K
STI
332
PUT
DELISTED
SunTrust Banks, Inc.
STI
$6.97M 0.05%
101,300
-7,600
-7% -$486K
ISRG icon
333
CALL
Intuitive Surgical
ISRG
$142B
$6.96M 0.05%
38,700
-4,200
-10% -$726K
KLAC icon
334
PUT
KLA
KLAC
$275B
$6.94M 0.05%
435,000
+104,000
+31% +$1.45M
KEY icon
335
PUT
KeyCorp
KEY
$24.7B
$6.88M 0.05%
385,900
+126,000
+48% +$2.18M
CMG icon
336
PUT
Chipotle Mexican Grill
CMG
$41.6B
$6.81M 0.05%
405,000
-180,000
-31% -$2.87M
EL icon
337
CALL
Estee Lauder
EL
$31.7B
$6.8M 0.05%
34,200
+9,400
+38% +$1.8M
ADP icon
338
CALL
Automatic Data Processing
ADP
$109B
$6.78M 0.05%
42,000
+15,600
+59% +$2.58M
APTV icon
339
PUT
Aptiv
APTV
$10.1B
$6.78M 0.05%
77,500
+26,400
+52% +$2.21M
MS icon
340
CALL
Morgan Stanley
MS
$344B
$6.75M 0.05%
158,100
+42,600
+37% +$1.82M
EXPE icon
341
PUT
Expedia Group
EXPE
$39.4B
$6.72M 0.05%
50,000
+11,500
+30% +$1.52M
MO icon
342
CALL
Altria Group
MO
$109B
$6.72M 0.05%
164,300
+66,700
+68% +$3.07M
ADM icon
343
PUT
Archer Daniels Midland
ADM
$38.7B
$6.72M 0.05%
163,600
+33,700
+26% +$1.34M
CI icon
344
CALL
Cigna
CI
$73.3B
$6.71M 0.05%
44,200
-11,100
-20% -$1.81M
VLO icon
345
CALL
Valero Energy
VLO
$97.9B
$6.63M 0.05%
77,800
+9,300
+14% +$752K
PNC icon
346
CALL
PNC Financial Services
PNC
$102B
$6.62M 0.05%
47,200
+15,000
+47% +$2.03M
TT icon
347
PUT
Trane Technologies
TT
$106B
$6.6M 0.05%
53,600
+10,000
+23% +$1.22M
TSN icon
348
PUT
Tyson Foods
TSN
$19.9B
$6.6M 0.05%
76,600
+30,800
+67% +$2.62M
STT icon
349
PUT
State Street
STT
$52.2B
$6.59M 0.05%
111,300
+8,000
+8% +$444K
LUV icon
350
PUT
Southwest Airlines
LUV
$22.1B
$6.57M 0.05%
121,600
+3,000
+3% +$157K
12 13
14
15 16

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.