Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $11.7B
1-Year Return 2.17%
This Quarter Return
+2.02%
1 Year Return
+2.17%
3 Year Return
+4.2%
5 Year Return
+5.2%
10 Year Return
+27.16%
AUM
$2.17B
AUM Growth
+$690M
Cap. Flow
+$90M
Cap. Flow %
4.14%
Top 10 Hldgs %
47.63%
Holding
652
New
198
Increased
46
Reduced
81
Closed
244

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$525M
2
C icon
Citigroup
C
$60.7M
3
COL
Rockwell Collins
COL
$49.5M
4
JNJ icon
Johnson & Johnson
JNJ
$42.6M
5
MCD icon
McDonald's
MCD
$31.5M

Top Sells

1
AAPL icon
Apple
AAPL
$44.8M
2
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$23.3M
3
TWX
Time Warner Inc
TWX
$22.9M
4
BCR
CR Bard Inc.
BCR
$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
$17.2M

Sector Composition

1 Technology 6.32%
2 Financials 4.64%
3 Consumer Discretionary 2.69%
4 Communication Services 2.62%
5 Healthcare 2.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFE icon
326
Pfizer
PFE
$141B
$1K ﹤0.01%
36
-679
-95% -$18.9K
CACQ
327
DELISTED
Caesars Acquisition Company
CACQ
– –
-13,309
Closed -$285K
KITE
328
DELISTED
Kite Pharma, Inc.
KITE
– –
-4,900
Closed -$881K
ALR
329
DELISTED
Alere Inc
ALR
– –
0
– –
PRXL
330
DELISTED
Parexel International Corp
PRXL
– –
-133,437
Closed -$11.8M
XL
331
DELISTED
XL Group Ltd.
XL
– –
-21,714
Closed -$856K
ESV
332
DELISTED
Ensco Rowan plc
ESV
– –
-2,700
Closed -$64K
SBNY
333
DELISTED
Signature Bank
SBNY
– –
-9,280
Closed -$1.19M
WLL
334
DELISTED
Whiting Petroleum Corporation
WLL
– –
-80
Closed -$131K
CELG
335
DELISTED
Celgene Corp
CELG
– –
0
– –
GG
336
DELISTED
Goldcorp Inc
GG
– –
-54,622
Closed -$707K
LPNT
337
DELISTED
LifePoint Health, Inc.
LPNT
– –
-6,316
Closed -$365K
BCR
338
DELISTED
CR Bard Inc.
BCR
– –
-56,629
Closed -$18.1M
FGL
339
DELISTED
Fidelity & Guaranty Life
FGL
– –
-86,640
Closed -$2.69M
SPN
340
DELISTED
Superior Energy Services, Inc.
SPN
– –
-22,109
Closed -$236K
BLVD
341
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
– –
-2,325,000
Closed -$23.3M
TCF
342
DELISTED
TCF Financial Corporation
TCF
– –
-12,381
Closed -$210K
NWL icon
343
Newell Brands
NWL
$2.68B
– –
-20,918
Closed -$892K
OMC icon
344
Omnicom Group
OMC
$15.4B
– –
-4,306
Closed -$318K
OMCL icon
345
Omnicell
OMCL
$1.47B
– –
-3,920
Closed -$200K
ORCL icon
346
Oracle
ORCL
$654B
– –
0
– –
PARA
347
DELISTED
Paramount Global Class B
PARA
– –
-25,900
Closed -$1.5M
PBH icon
348
Prestige Consumer Healthcare
PBH
$3.2B
– –
-8,186
Closed -$410K
PEP icon
349
PepsiCo
PEP
$200B
– –
-8,753
Closed -$975K
PFG icon
350
Principal Financial Group
PFG
$17.8B
– –
-8,700
Closed -$559K
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