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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
-$1.38B
Cap. Flow %
-42.65%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 16.91%
2 Financials 5.91%
3 Industrials 5.57%
4 Consumer Discretionary 4.76%
5 Healthcare 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
326
CALL
Goldman Sachs
GS
$304B
$1.24M 0.04%
+5,200
New +$1.06M
SYY icon
327
Sysco
SYY
$40.2B
$1.23M 0.04%
+22,298
New +$1.16M
PM icon
328
PUT
Philip Morris
PM
$289B
$1.23M 0.04%
13,500
+4,900
+57% +$454K
APTV icon
329
Aptiv
APTV
$10.2B
$1.23M 0.04%
+18,300
New +$1.23M
EQT icon
330
EQT Corp
EQT
$33.7B
$1.22M 0.04%
34,168
+16,893
+98% +$627K
UNH icon
331
CALL
UnitedHealth
UNH
$363B
$1.22M 0.04%
+7,600
New +$1.14M
AME icon
332
Ametek
AME
$59.1B
$1.21M 0.04%
24,903
-397
-2% -$18.8K
IQV icon
333
IQVIA
IQV
$39.8B
$1.21M 0.04%
15,900
+3,004
+23% +$230K
IPGP icon
334
IPG Photonics
IPGP
$3.69B
$1.21M 0.04%
12,238
-8,794
-42% -$820K
MCD icon
335
CALL
McDonald's
MCD
$194B
$1.2M 0.04%
+9,900
New +$1.16M
WMB icon
336
Williams Companies
WMB
$90B
$1.2M 0.04%
+38,632
New +$1.16M
ELV icon
337
Elevance Health
ELV
$85.3B
$1.19M 0.04%
8,300
+4,900
+144% +$656K
VZ icon
338
Verizon
VZ
$195B
$1.19M 0.04%
22,339
+10,375
+87% +$519K
BAC icon
339
PUT
Bank of America
BAC
$450B
$1.19M 0.04%
+53,900
New +$1.04M
BURL icon
340
Burlington
BURL
$22.2B
$1.19M 0.04%
13,990
+2,755
+25% +$222K
URI icon
341
United Rentals
URI
$70.6B
$1.18M 0.04%
11,180
-20,820
-65% -$1.89M
SRE icon
342
Sempra
SRE
$56.1B
$1.18M 0.04%
+23,400
New +$1.19M
GOOGL icon
343
Alphabet (Google) Class A
GOOGL
$4.18T
$1.17M 0.04%
29,540
-141,940
-83% -$5.68M
UMBF icon
344
UMB Financial
UMBF
$11.2B
$1.17M 0.04%
+15,161
New +$1.05M
LAZ icon
345
Lazard
LAZ
$4.23B
$1.17M 0.04%
+28,393
New +$1.1M
F icon
346
Ford
F
$55.2B
$1.16M 0.04%
+95,614
New +$1.16M
EWH icon
347
iShares MSCI Hong Kong ETF
EWH
$1.21B
$1.16M 0.04%
+59,495
New +$1.25M
BATS
348
DELISTED
Bats Global Markets, Inc.
BATS
$1.16M 0.04%
34,496
+1,400
+4% +$44K
RAD
349
DELISTED
Rite Aid Corporation
RAD
$1.15M 0.04%
+7,000
New +$1.06M
CACB
350
DELISTED
Cascade Bancorp
CACB
$1.14M 0.04%
+140,515
New +$975K
12 13
14
15 16

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors withdrew a net $1.38B in Q4 2016, closing 378 positions and reducing 167 holdings. Its most notable exit was LinkedIn Corporation, an estimated $52.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Endurance Specialty Holdings Ltd worth $28.7M.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.