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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$1.95B
Cap. Flow %
-24.82%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.5%
3 Consumer Staples 1.05%
4 Financials 0.87%
5 Consumer Discretionary 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNY
326
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$173K ﹤0.01%
11,584
+1,584
+16% +$23.6K
CYHHZ
327
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$121K ﹤0.01%
+2,000,000
New +$111K
GCVRZ
328
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$93K ﹤0.01%
300,000
– –
IRM icon
329
Iron Mountain
IRM
$36.9B
$44K ﹤0.01%
+1,761
New +$45K
AAL icon
330
CALL
American Airlines Group
AAL
$9.96B
– –
-306,900
Closed -$7.75M
AAL icon
331
American Airlines Group
AAL
$9.96B
– –
-80,000
Closed -$2.02M
AAL icon
332
PUT
American Airlines Group
AAL
$9.96B
– –
-70,000
Closed -$1.77M
ACN icon
333
PUT
Accenture
ACN
$108B
– –
-53,200
Closed -$4.37M
ADBE icon
334
PUT
Adobe
ADBE
$102B
– –
-8,600
Closed -$514K
ADM icon
335
CALL
Archer Daniels Midland
ADM
$38.3B
– –
-66,300
Closed -$2.87M
ADM icon
336
PUT
Archer Daniels Midland
ADM
$38.3B
– –
-58,800
Closed -$2.55M
ALKS icon
337
CALL
Alkermes
ALKS
$8.46B
– –
-100,000
Closed -$4.07M
ALKS icon
338
PUT
Alkermes
ALKS
$8.46B
– –
-100,000
Closed -$4.07M
AMAT icon
339
CALL
Applied Materials
AMAT
$439B
– –
-479,000
Closed -$8.47M
AMAT icon
340
PUT
Applied Materials
AMAT
$439B
– –
-411,300
Closed -$7.27M
AMGN icon
341
CALL
Amgen
AMGN
$226B
– –
-121,600
Closed -$13.9M
AMGN icon
342
PUT
Amgen
AMGN
$226B
– –
-95,900
Closed -$10.9M
AMP icon
343
CALL
Ameriprise Financial
AMP
$49.5B
– –
-30,000
Closed -$3.45M
APTV icon
344
CALL
Aptiv
APTV
$10.1B
– –
-19,200
Closed -$1.15M
AVGO icon
345
CALL
Broadcom
AVGO
$1.99T
– –
-995,000
Closed -$5.26M
AZO icon
346
CALL
AutoZone
AZO
$49.5B
– –
-1,000
Closed -$477K
AZO icon
347
AutoZone
AZO
$49.5B
– –
-1,817
Closed -$868K
AZO icon
348
PUT
AutoZone
AZO
$49.5B
– –
-1,000
Closed -$477K
BA icon
349
CALL
Boeing
BA
$182B
– –
-42,800
Closed -$5.84M
BA icon
350
PUT
Boeing
BA
$182B
– –
-47,900
Closed -$6.54M
12 13
14
15 16

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $1.95B in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 5.7% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.