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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APOL
326
DELISTED
Apollo Education Group Inc Class A
APOL
$2.03M 0.02%
+74,200
New +$1.84M
APOL
327
PUT
DELISTED
Apollo Education Group Inc Class A
APOL
$2.03M 0.02%
+74,200
New +$1.84M
AAL icon
328
American Airlines Group
AAL
$9.94B
$2.02M 0.02%
+80,000
New +$2.06M
HAL icon
329
PUT
Halliburton
HAL
$28B
$2.02M 0.02%
39,800
-80,900
-67% -$4.18M
VAR
330
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
$2M 0.02%
29,308
-10,605
-27% -$706K
HCBK
331
PUT
DELISTED
HUDSON CITY BANCORP INC
HCBK
$1.98M 0.02%
+210,000
New +$1.93M
BKS
332
CALL
DELISTED
Barnes & Noble
BKS
$1.98M 0.02%
201,890
-36,471
-15% -$351K
BNY
333
CALL
Bank of New York Mellon
BNY
$111B
$1.97M 0.02%
56,400
– –
SINA
334
CALL
DELISTED
Sina Corp
SINA
$1.95M 0.02%
+23,200
New +$1.9M
YHOO
335
DELISTED
Yahoo Inc
YHOO
$1.93M 0.02%
+47,800
New +$1.71M
BBBY
336
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.89M 0.02%
23,500
-74,700
-76% -$5.78M
PEP icon
337
CALL
PepsiCo
PEP
$187B
$1.86M 0.02%
22,400
-117,800
-84% -$9.78M
EMN icon
338
PUT
Eastman Chemical
EMN
$8.33B
$1.86M 0.02%
23,000
– –
KFN
339
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$1.84M 0.02%
+151,000
New +$1.55M
PNRA
340
PUT
DELISTED
Panera Bread Co
PNRA
$1.84M 0.02%
10,400
-300
-3% -$50.3K
HNR
341
CALL
DELISTED
Harvest Natural Resources
HNR
$1.82M 0.02%
100,975
+71,975
+248% +$1.29M
SINA
342
PUT
DELISTED
Sina Corp
SINA
$1.82M 0.02%
21,600
+14,500
+204% +$1.19M
PNRA
343
DELISTED
Panera Bread Co
PNRA
$1.81M 0.02%
10,252
-70
-0.7% -$11.7K
VMC icon
344
CALL
Vulcan Materials
VMC
$36.6B
$1.78M 0.02%
30,000
– –
VMC icon
345
PUT
Vulcan Materials
VMC
$36.6B
$1.78M 0.02%
30,000
– –
CBB
346
DELISTED
Cincinnati Bell Inc.
CBB
$1.78M 0.02%
100,000
– –
AAL icon
347
PUT
American Airlines Group
AAL
$9.94B
$1.77M 0.02%
+70,000
New +$1.8M
BZH icon
348
CALL
Beazer Homes USA
BZH
$874M
$1.76M 0.02%
+72,000
New +$1.43M
RYL
349
CALL
DELISTED
RYLAND GROUP INC
RYL
$1.74M 0.02%
40,000
– –
RYL
350
PUT
DELISTED
RYLAND GROUP INC
RYL
$1.74M 0.02%
40,000
– –
12 13
14
15 16

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.