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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
301
PUT
Prudential Financial
PRU
$42.1B
$8.66M 0.03%
83,500
+42,800
+105% +$4.11M
NKE icon
302
Nike
NKE
$60.3B
$8.63M 0.03%
79,486
-61,870
-44% -$6.65M
AESI icon
303
Atlas Energy Solutions
AESI
$1.49B
$8.61M 0.03%
500,000
+275,000
+122% +$5.06M
GOOG icon
304
Alphabet (Google) Class C
GOOG
$4.17T
$8.48M 0.03%
60,182
-86,217
-59% -$11.7M
CL icon
305
PUT
Colgate-Palmolive
CL
$73.8B
$8.28M 0.02%
103,900
+43,800
+73% +$3.29M
SPG icon
306
PUT
Simon Property Group
SPG
$71.3B
$8.27M 0.02%
58,000
+16,100
+38% +$1.95M
BDX icon
307
PUT
Becton Dickinson
BDX
$49B
$8.27M 0.02%
33,900
+5,800
+21% +$1.43M
NEM icon
308
PUT
Newmont
NEM
$126B
$8.27M 0.02%
199,700
+106,000
+113% +$4.09M
KMI icon
309
PUT
Kinder Morgan
KMI
$70.5B
$8.26M 0.02%
468,000
+206,700
+79% +$3.52M
CNC icon
310
PUT
Centene
CNC
$32.9B
$8.21M 0.02%
110,600
+75,000
+211% +$5.41M
DHI icon
311
PUT
D.R. Horton
DHI
$40.8B
$8.13M 0.02%
53,500
+24,200
+83% +$2.98M
SCHW
312
CALL
Charles Schwab
SCHW
$187B
$8.1M 0.02%
117,800
+68,500
+139% +$3.96M
DUK icon
313
PUT
Duke Energy
DUK
$96B
$8.03M 0.02%
82,700
-94,900
-53% -$8.63M
DG icon
314
CALL
Dollar General
DG
$26.3B
$8.02M 0.02%
59,000
+42,900
+266% +$5.2M
SLB icon
315
CALL
SLB Ltd
SLB
$78.5B
$7.99M 0.02%
153,600
+114,800
+296% +$6.24M
JBLU icon
316
PUT
JetBlue
JBLU
$2.2B
$7.77M 0.02%
+1,400,000
New +$6.56M
HCA icon
317
PUT
HCA Healthcare
HCA
$88.5B
$7.77M 0.02%
28,700
+10,400
+57% +$2.57M
DIS icon
318
Walt Disney
DIS
$178B
$7.76M 0.02%
85,961
+65,658
+323% +$5.79M
PAYX icon
319
PUT
Paychex
PAYX
$42.4B
$7.73M 0.02%
64,900
+19,400
+43% +$2.3M
CWB icon
320
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$7.73M 0.02%
+107,101
New +$7.27M
PG icon
321
Procter & Gamble
PG
$336B
$7.68M 0.02%
52,403
-7,535
-13% -$1.12M
TJX icon
322
CALL
TJX Companies
TJX
$170B
$7.53M 0.02%
80,300
+40,400
+101% +$3.62M
GD icon
323
PUT
General Dynamics
GD
$106B
$7.53M 0.02%
29,000
+15,300
+112% +$3.73M
BX icon
324
CALL
Blackstone
BX
$109B
$7.53M 0.02%
57,500
+53,400
+1,302% +$5.78M
SHW icon
325
CALL
Sherwin-Williams
SHW
$87.9B
$7.52M 0.02%
24,100
+9,300
+63% +$2.5M
11 12
13
14 15

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Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.