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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
-$1.29B
Cap. Flow %
-5.8%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.85%
2 Technology 1.28%
3 Financials 0.99%
4 Consumer Discretionary 0.9%
5 Healthcare 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
301
McDonald's
MCD
$167B
$5.85M 0.03%
22,220
+15,889
+251% +$4.53M
QCOM icon
302
Qualcomm
QCOM
$216B
$5.74M 0.03%
51,726
+16,142
+45% +$1.87M
ODFL icon
303
PUT
Old Dominion Freight Line
ODFL
$35.9B
$5.73M 0.03%
28,000
+5,400
+24% +$1.09M
BRK.B icon
304
Berkshire Hathaway Class B
BRK.B
$1.08T
$5.67M 0.03%
+16,200
New +$5.75M
MRNA icon
305
Moderna
MRNA
$79.4B
$5.67M 0.03%
54,862
+14,050
+34% +$1.57M
HLT icon
306
PUT
Hilton Worldwide
HLT
$70.7B
$5.65M 0.03%
37,600
+26,600
+242% +$4.02M
CDNS icon
307
PUT
Cadence Design Systems
CDNS
$89.8B
$5.65M 0.03%
24,100
+3,200
+15% +$749K
DVN icon
308
PUT
Devon Energy
DVN
$51.8B
$5.6M 0.03%
117,300
+30,100
+35% +$1.52M
CART icon
309
Maplebear
CART
$10B
$5.56M 0.03%
+187,280
New +$5.68M
NXPI icon
310
PUT
NXP Semiconductors
NXPI
$60B
$5.48M 0.02%
27,400
+10,500
+62% +$2.17M
DE icon
311
CALL
Deere & Co
DE
$186B
$5.47M 0.02%
14,500
+1,500
+12% +$619K
AMD icon
312
CALL
Advanced Micro Devices
AMD
$1.03T
$5.47M 0.02%
53,200
+5,600
+12% +$608K
SYK icon
313
CALL
Stryker
SYK
$104B
$5.47M 0.02%
20,000
+1,600
+9% +$459K
LMT icon
314
Lockheed Martin
LMT
$120B
$5.42M 0.02%
13,251
+12,211
+1,174% +$5.42M
NOC icon
315
Northrop Grumman
NOC
$72.5B
$5.4M 0.02%
12,263
+4,061
+50% +$1.78M
DAL icon
316
PUT
Delta Air Lines
DAL
$55.9B
$5.39M 0.02%
145,800
+16,200
+13% +$703K
MDT icon
317
CALL
Medtronic
MDT
$113B
$5.39M 0.02%
68,800
+1,400
+2% +$117K
LMT icon
318
CALL
Lockheed Martin
LMT
$120B
$5.36M 0.02%
13,100
+2,100
+19% +$932K
XLU icon
319
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$20.4B
$5.33M 0.02%
181,000
-255,600
-59% -$8.24M
AMAT icon
320
CALL
Applied Materials
AMAT
$385B
$5.33M 0.02%
38,500
+12,300
+47% +$1.76M
GS icon
321
CALL
Goldman Sachs
GS
$272B
$5.31M 0.02%
16,400
+1,300
+9% +$434K
ZTS icon
322
PUT
Zoetis
ZTS
$29.4B
$5.27M 0.02%
30,300
+300
+1% +$54.5K
CAT icon
323
CALL
Caterpillar
CAT
$378B
$5.27M 0.02%
19,300
-400
-2% -$109K
PAYX icon
324
PUT
Paychex
PAYX
$36.1B
$5.25M 0.02%
45,500
+3,600
+9% +$434K
TAP icon
325
CALL
Molson Coors Class B
TAP
$6.7B
$5.24M 0.02%
82,400
+75,000
+1,014% +$4.88M
11 12
13
14 15

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors withdrew a net $1.29B in Q3 2023, closing 259 positions and reducing 442 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $66.4M.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.