We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
301
PUT
Sysco
SYY
$40.2B
$4.59M 0.03%
60,100
+1,300
+2% +$105K
ORCL icon
302
Oracle
ORCL
$429B
$4.59M 0.03%
56,190
-15,259
-21% -$1.16M
MU icon
303
Micron Technology
MU
$1.05T
$4.58M 0.03%
91,692
-52,822
-37% -$2.89M
SNPS icon
304
PUT
Synopsys
SNPS
$79B
$4.57M 0.03%
14,300
+1,400
+11% +$438K
ACN icon
305
CALL
Accenture
ACN
$108B
$4.56M 0.03%
17,100
+2,200
+15% +$609K
HPE icon
306
PUT
Hewlett Packard
HPE
$74.6B
$4.54M 0.03%
284,600
+4,000
+1% +$59K
APD icon
307
CALL
Air Products & Chemicals
APD
$68.2B
$4.53M 0.03%
14,700
-500
-3% -$141K
FITB
308
PUT
Fifth Third Bancorp
FITB
$52.2B
$4.52M 0.03%
137,900
+5,000
+4% +$171K
KLAC icon
309
PUT
KLA
KLAC
$272B
$4.52M 0.03%
120,000
+3,000
+3% +$105K
LHX icon
310
PUT
L3Harris
LHX
$52.8B
$4.5M 0.03%
21,600
-300
-1% -$67.7K
DRI icon
311
PUT
Darden Restaurants
DRI
$25B
$4.5M 0.03%
32,500
+700
+2% +$97.6K
PNST
312
DELISTED
Pinstripes Holdings, Inc.
PNST
$4.49M 0.03%
440,000
– –
DG icon
313
PUT
Dollar General
DG
$26.3B
$4.48M 0.03%
18,200
+2,000
+12% +$495K
HON icon
314
CALL
Honeywell
HON
$73.1B
$4.48M 0.03%
22,175
+1,061
+5% +$203K
NTAP icon
315
PUT
NetApp
NTAP
$39.1B
$4.44M 0.03%
74,000
+1,000
+1% +$66.3K
DE icon
316
PUT
Deere & Co
DE
$166B
$4.37M 0.03%
10,200
+1,500
+17% +$610K
CME icon
317
CALL
CME Group
CME
$94.1B
$4.3M 0.03%
25,600
+1,800
+8% +$313K
AFL icon
318
PUT
Aflac
AFL
$60.4B
$4.26M 0.03%
59,200
+7,500
+15% +$502K
PXD
319
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$4.23M 0.03%
18,500
+3,900
+27% +$949K
SCHW
320
Charles Schwab
SCHW
$187B
$4.22M 0.03%
50,682
-29,487
-37% -$2.29M
C icon
321
PUT
Citigroup
C
$231B
$4.22M 0.03%
93,200
-230,100
-71% -$10.5M
NTAP icon
322
NetApp
NTAP
$39.1B
$4.2M 0.03%
69,988
+12,186
+21% +$808K
EFA icon
323
iShares MSCI EAFE ETF
EFA
$80.2B
$4.19M 0.03%
+63,803
New +$4M
PSX icon
324
PUT
Phillips 66
PSX
$89.2B
$4.18M 0.03%
40,200
+5,900
+17% +$603K
V icon
325
Visa
V
$670B
$4.17M 0.03%
20,078
+10,379
+107% +$2.09M
11 12
13
14 15

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.