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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
-$1.95B
Cap. Flow %
-3.26%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.85%
2 Technology 1.5%
3 Financials 1.15%
4 Communication Services 1.09%
5 Industrials 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
301
PUT
Marathon Petroleum
MPC
$111B
$28.2M 0.05%
441,100
-49,900
-10% -$3.21M
APTV icon
302
PUT
Aptiv
APTV
$9.3B
$28.2M 0.05%
171,100
-26,800
-14% -$4.47M
ALB icon
303
PUT
Albemarle
ALB
$12.9B
$28.1M 0.05%
120,400
+20,700
+21% +$5.12M
CAT icon
304
CALL
Caterpillar
CAT
$378B
$28.1M 0.05%
136,100
-31,600
-19% -$6.36M
HON icon
305
CALL
Honeywell
HON
$67.4B
$28.1M 0.05%
142,917
+9,655
+7% +$1.95M
SWKS icon
306
PUT
Skyworks Solutions
SWKS
$13.4B
$27.9M 0.05%
179,700
-7,300
-4% -$1.17M
WELL icon
307
PUT
Welltower
WELL
$167B
$27.8M 0.05%
323,800
+51,000
+19% +$4.25M
AFL icon
308
Aflac
AFL
$57B
$27.7M 0.05%
475,000
+465,788
+5,056% +$26.1M
TXNM
309
TXNM Energy Inc
TXNM
$6.44B
$27.7M 0.05%
606,238
+148,340
+32% +$7.13M
RCL icon
310
PUT
Royal Caribbean
RCL
$64.9B
$27.5M 0.05%
358,000
+29,900
+9% +$2.43M
BBY icon
311
PUT
Best Buy
BBY
$19B
$27.4M 0.05%
269,700
+11,900
+5% +$1.35M
TWTR
312
DELISTED
Twitter, Inc.
TWTR
$27.4M 0.05%
633,253
+529,521
+510% +$27.5M
LH icon
313
PUT
Labcorp
LH
$25.1B
$27.2M 0.05%
100,802
-5,704
-5% -$1.41M
ALGN icon
314
PUT
Align Technology
ALGN
$10.4B
$27.1M 0.05%
41,200
-4,600
-10% -$2.96M
AVGO icon
315
Broadcom
AVGO
$1.68T
$26.8M 0.04%
403,020
+68,040
+20% +$3.82M
GLW icon
316
PUT
Corning
GLW
$135B
$26.8M 0.04%
718,700
+70,500
+11% +$2.64M
GIS icon
317
PUT
General Mills
GIS
$18B
$26.6M 0.04%
394,700
+7,000
+2% +$445K
JCI icon
318
PUT
Johnson Controls International
JCI
$91B
$26.6M 0.04%
326,900
-67,600
-17% -$5.11M
ETSY icon
319
PUT
Etsy
ETSY
$6.28B
$26.6M 0.04%
121,400
+8,800
+8% +$2.12M
NTAP icon
320
PUT
NetApp
NTAP
$39.5B
$26.5M 0.04%
288,100
+38,600
+15% +$3.48M
IFF icon
321
PUT
International Flavors & Fragrances
IFF
$21.9B
$26.4M 0.04%
175,400
-4,800
-3% -$699K
ANET icon
322
PUT
Arista Networks
ANET
$261B
$26.4M 0.04%
734,400
+62,400
+9% +$1.86M
CTSH icon
323
PUT
Cognizant
CTSH
$25.8B
$26.4M 0.04%
297,200
-25,600
-8% -$2.06M
DAL icon
324
PUT
Delta Air Lines
DAL
$55.9B
$26.3M 0.04%
672,800
+94,100
+16% +$3.77M
LLY icon
325
CALL
Eli Lilly
LLY
$1.05T
$26M 0.04%
94,300
-31,000
-25% -$7.86M
11 12
13
14 15

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors withdrew a net $1.95B in Q4 2021, closing 349 positions and reducing 734 holdings. Its most notable exit was Kansas City Southern, an estimated $55.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 93% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in Blackrock worth $31.9M.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.