We are live on
!
Find out more
Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
UnitedHealth
UNH
$363B
| $27.5M | 0.05% |
70,257
+68,980
| +5,402% | +$28.6M |
|
302
PUT
D.R. Horton
DHI
$40.8B
| $27.4M | 0.05% |
326,500
+29,000
| +10% | +$2.67M |
|
303
CALL
ServiceNow
NOW
$128B
| $27.4M | 0.05% |
220,000
+23,500
| +12% | +$2.85M |
|
304
CALL
Linde
LIN
$223B
| $27.3M | 0.05% |
93,200
+23,300
| +33% | +$7.08M |
|
305
PUT
Best Buy
BBY
$17.5B
| $27.3M | 0.05% |
257,800
+5,000
| +2% | +$562K |
|
|
PXD
306
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $27.1M | 0.05% |
162,900
-9,700
| -6% | -$1.47M |
|
|
DFS
307
PUT
DELISTED
Discover Financial Services
DFS
| $26.9M | 0.05% |
219,300
+75,200
| +52% | +$9.43M |
|
308
PUT
Johnson Controls International
JCI
$93.3B
| $26.9M | 0.05% |
394,500
+146,900
| +59% | +$10.6M |
|
309
PUT
Kroger
KR
$34.3B
| $26.8M | 0.05% |
662,500
+165,200
| +33% | +$6.94M |
|
310
PUT
Travelers Companies
TRV
$77.9B
| $26.7M | 0.05% |
175,500
+64,800
| +59% | +$10M |
|
311
CALL
Honeywell
HON
$73.1B
| $26.7M | 0.05% |
133,262
+7,109
| +6% | +$1.52M |
|
312
PUT
Paychex
PAYX
$42.4B
| $26.6M | 0.05% |
236,800
+42,300
| +22% | +$4.75M |
|
313
Mastercard
MA
$488B
| $26.5M | 0.05% |
76,214
+37,650
| +98% | +$13.7M |
|
314
CALL
RTX Corp
RTX
$298B
| $26.3M | 0.05% |
306,500
-31,200
| -9% | -$2.67M |
|
315
PUT
Biogen
BIIB
$30.4B
| $26.3M | 0.05% |
93,100
+23,700
| +34% | +$7.77M |
|
316
PUT
Sysco
SYY
$40.2B
| $26.3M | 0.05% |
334,500
+86,500
| +35% | +$6.6M |
|
|
WBA
317
PUT
DELISTED
Walgreens Boots Alliance
WBA
| $26.2M | 0.05% |
556,900
+119,800
| +27% | +$5.78M |
|
318
CALL
United Parcel Service
UPS
$88B
| $26.2M | 0.05% |
143,800
-2,700
| -2% | -$533K |
|
319
PUT
Allstate
ALL
$65.4B
| $26.1M | 0.05% |
205,200
+81,400
| +66% | +$10.8M |
|
320
PUT
Valero Energy
VLO
$93.8B
| $25.8M | 0.05% |
366,100
+14,200
| +4% | +$945K |
|
321
Adobe
ADBE
$102B
| $25.8M | 0.05% |
44,869
+38,527
| +607% | +$24.2M |
|
322
PUT
Copart
CPRT
$26.7B
| $25.8M | 0.05% |
743,600
+127,600
| +21% | +$4.56M |
|
323
PUT
Labcorp
LH
$25.9B
| $25.8M | 0.05% |
106,506
+22,000
| +26% | +$5.54M |
|
324
PUT
Vulcan Materials
VMC
$36.7B
| $25.5M | 0.05% |
150,600
+22,600
| +18% | +$4.05M |
|
325
Nike
NKE
$60.3B
| $25.4M | 0.05% |
+174,747
| New | +$28.5M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.