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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$97.1M
Cap. Flow %
0.29%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.33%
2 Technology 2.4%
3 Healthcare 1.02%
4 Communication Services 0.85%
5 Consumer Discretionary 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
301
CALL
Blackrock
BLK
$168B
$18.5M 0.05%
24,500
+2,600
+12% +$1.89M
WMT icon
302
Walmart Inc
WMT
$857B
$18.4M 0.05%
405,747
+196,710
+94% +$9.11M
RCL icon
303
PUT
Royal Caribbean
RCL
$64.9B
$18.3M 0.05%
214,000
+64,600
+43% +$5.12M
CPAY icon
304
PUT
Corpay
CPAY
$26.1B
$17.9M 0.05%
66,800
+39,200
+142% +$10.7M
PRU icon
305
PUT
Prudential Financial
PRU
$41.2B
$17.8M 0.05%
195,800
-28,200
-13% -$2.41M
OXY icon
306
PUT
Occidental Petroleum
OXY
$56.8B
$17.6M 0.05%
661,600
+218,400
+49% +$5.46M
SYY icon
307
PUT
Sysco
SYY
$37.6B
$17.6M 0.05%
223,100
+66,600
+43% +$5.16M
VMC icon
308
PUT
Vulcan Materials
VMC
$31.7B
$17.5M 0.05%
103,800
+38,300
+58% +$6.21M
HIG icon
309
PUT
Hartford Financial Services
HIG
$33.7B
$17.5M 0.05%
262,200
-72,200
-22% -$3.9M
XLNX
310
PUT
DELISTED
Xilinx Inc
XLNX
$17.4M 0.05%
140,500
-115,600
-45% -$15.4M
SBAC icon
311
PUT
SBA Communications
SBAC
$17.6B
$17.4M 0.05%
62,700
+38,700
+161% +$10.3M
DLTR icon
312
PUT
Dollar Tree
DLTR
$21.4B
$17.2M 0.05%
150,400
+7,800
+5% +$838K
LEN icon
313
PUT
Lennar Class A
LEN
$19.8B
$17.1M 0.05%
174,990
+9,607
+6% +$808K
PNC icon
314
CALL
PNC Financial Services
PNC
$90B
$17M 0.05%
96,800
+59,400
+159% +$9.8M
HSY icon
315
PUT
Hershey
HSY
$33.4B
$16.9M 0.05%
107,100
+16,500
+18% +$2.48M
CMCSA icon
316
Comcast
CMCSA
$77.8B
$16.9M 0.05%
+312,278
New +$16.5M
EXPE icon
317
PUT
Expedia Group
EXPE
$31.7B
$16.8M 0.05%
97,500
+15,300
+19% +$2.35M
ETN icon
318
PUT
Eaton
ETN
$171B
$16.7M 0.05%
121,000
+18,700
+18% +$2.41M
DIS icon
319
Walt Disney
DIS
$183B
$16.4M 0.05%
+88,996
New +$16.4M
AAL icon
320
PUT
American Airlines Group
AAL
$9.18B
$16.2M 0.05%
679,800
-41,800
-6% -$806K
ALGN icon
321
PUT
Align Technology
ALGN
$10.4B
$16.2M 0.05%
30,000
-36,000
-55% -$19.9M
LMT icon
322
CALL
Lockheed Martin
LMT
$120B
$16.2M 0.05%
43,800
+22,400
+105% +$7.68M
LIN icon
323
CALL
Linde
LIN
$217B
$16.1M 0.05%
57,600
+3,700
+7% +$960K
PM icon
324
CALL
Philip Morris
PM
$297B
$16.1M 0.05%
181,800
+82,700
+83% +$7.02M
AMD icon
325
CALL
Advanced Micro Devices
AMD
$1.03T
$16.1M 0.05%
205,100
-72,600
-26% -$6.25M
11 12
13
14 15

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors's Q1 2021 filing shows 405 new, 721 increased, 487 reduced and 425 closed positions. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $251M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.