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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
301
CALL
Philip Morris
PM
$289B
$11.9M 0.06%
139,800
+8,400
+6% +$692K
TJX icon
302
CALL
TJX Companies
TJX
$171B
$11.9M 0.06%
194,800
+16,400
+9% +$970K
VTR icon
303
PUT
Ventas
VTR
$45.6B
$11.8M 0.06%
204,800
+75,400
+58% +$4.73M
TWTR
304
PUT
DELISTED
Twitter, Inc.
TWTR
$11.8M 0.06%
368,500
+150,500
+69% +$4.95M
ECL icon
305
PUT
Ecolab
ECL
$78.8B
$11.7M 0.06%
60,800
-9,500
-14% -$1.8M
NFLX icon
306
CALL
Netflix
NFLX
$307B
$11.6M 0.06%
360,000
+59,000
+20% +$1.75M
TECD
307
DELISTED
Tech Data Corp
TECD
$11.6M 0.06%
+80,966
New +$10.4M
SWKS icon
308
PUT
Skyworks Solutions
SWKS
$10.2B
$11.6M 0.06%
95,700
+40,900
+75% +$4.02M
AEP icon
309
PUT
American Electric Power
AEP
$67.4B
$11.5M 0.06%
121,900
+39,400
+48% +$3.64M
WCG
310
DELISTED
Wellcare Health Plans, Inc.
WCG
$11.5M 0.06%
34,843
-3,332
-9% -$1M
LOW icon
311
CALL
Lowe's Companies
LOW
$121B
$11.4M 0.06%
95,500
+20,500
+27% +$2.34M
KR icon
312
PUT
Kroger
KR
$34.4B
$11.4M 0.06%
392,300
+70,500
+22% +$1.87M
MO icon
313
CALL
Altria Group
MO
$108B
$11.4M 0.06%
227,500
+63,200
+38% +$2.98M
DHR icon
314
CALL
Danaher
DHR
$145B
$11.3M 0.06%
83,359
+7,783
+10% +$984K
ELV icon
315
CALL
Elevance Health
ELV
$85.8B
$11.3M 0.06%
37,300
+10,600
+40% +$2.92M
TGE
316
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$11.2M 0.06%
+506,954
New +$9.73M
DOW icon
317
PUT
Dow Inc
DOW
$22.2B
$11.2M 0.06%
203,800
+88,400
+77% +$4.57M
HPQ icon
318
PUT
HP
HPQ
$26.3B
$11.1M 0.06%
540,300
-49,200
-8% -$932K
MRK icon
319
Merck
MRK
$330B
$11.1M 0.06%
+127,748
New +$10.5M
UAL icon
320
PUT
United Airlines
UAL
$40.6B
$11M 0.06%
125,300
+46,100
+58% +$4.14M
SJNK icon
321
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$11M 0.06%
+408,207
New +$10.9M
UNH icon
322
UnitedHealth
UNH
$363B
$11M 0.06%
37,305
-10,112
-21% -$2.65M
BLK icon
323
CALL
Blackrock
BLK
$179B
$11M 0.06%
21,800
+5,300
+32% +$2.51M
CTSH icon
324
PUT
Cognizant
CTSH
$26B
$10.9M 0.06%
176,500
+51,400
+41% +$3.18M
HAL icon
325
PUT
Halliburton
HAL
$28B
$10.9M 0.06%
445,700
+185,800
+71% +$3.92M
11 12
13
14 15

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.