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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
301
PUT
McKesson
MCK
$104B
$8.05M 0.06%
58,900
+11,100
+23% +$1.57M
AZO icon
302
PUT
AutoZone
AZO
$49.6B
$8.03M 0.06%
7,400
+1,200
+19% +$1.35M
DHI icon
303
PUT
D.R. Horton
DHI
$40.9B
$8.01M 0.06%
152,000
+49,600
+48% +$2.37M
AGN
304
CALL
DELISTED
Allergan plc
AGN
$8.01M 0.06%
47,600
+9,600
+25% +$1.56M
ORLY icon
305
PUT
O'Reilly Automotive
ORLY
$74.3B
$8.01M 0.06%
301,500
-19,500
-6% -$504K
RCL icon
306
PUT
Royal Caribbean
RCL
$82.3B
$7.98M 0.05%
73,700
+13,700
+23% +$1.51M
MDLZ icon
307
CALL
Mondelez International
MDLZ
$78.8B
$7.98M 0.05%
144,300
+10,600
+8% +$580K
ALGN icon
308
PUT
Align Technology
ALGN
$12.2B
$7.83M 0.05%
43,300
+20,600
+91% +$4.28M
CVX icon
309
Chevron
CVX
$386B
$7.83M 0.05%
66,057
+37,967
+135% +$4.61M
STI
310
DELISTED
SunTrust Banks, Inc.
STI
$7.78M 0.05%
113,137
-14,818
-12% -$949K
CMI icon
311
PUT
Cummins
CMI
$88.1B
$7.78M 0.05%
47,800
+6,400
+15% +$1.02M
WDC icon
312
PUT
Western Digital
WDC
$157B
$7.76M 0.05%
172,122
+29,503
+21% +$1.26M
AEP icon
313
PUT
American Electric Power
AEP
$67.4B
$7.73M 0.05%
82,500
+6,500
+9% +$590K
GLW icon
314
PUT
Corning
GLW
$144B
$7.71M 0.05%
270,200
+54,400
+25% +$1.63M
TTWO icon
315
PUT
Take-Two Interactive
TTWO
$45.7B
$7.7M 0.05%
61,400
+8,700
+17% +$1.09M
PSX icon
316
PUT
Phillips 66
PSX
$89.7B
$7.67M 0.05%
74,900
+2,200
+3% +$220K
CELG
317
CALL
DELISTED
Celgene Corp
CELG
$7.57M 0.05%
76,200
+5,600
+8% +$532K
CTSH icon
318
PUT
Cognizant
CTSH
$26B
$7.54M 0.05%
125,100
+37,600
+43% +$2.38M
CB icon
319
PUT
Chubb
CB
$133B
$7.41M 0.05%
45,900
-2,500
-5% -$387K
CSX icon
320
CALL
CSX Corp
CSX
$92.9B
$7.38M 0.05%
319,500
+132,300
+71% +$3.08M
BLK icon
321
CALL
Blackrock
BLK
$179B
$7.35M 0.05%
16,500
-7,700
-32% -$3.43M
A icon
322
PUT
Agilent Technologies
A
$42B
$7.28M 0.05%
95,000
+34,900
+58% +$2.52M
REGN icon
323
Regeneron Pharmaceuticals
REGN
$81.9B
$7.26M 0.05%
26,174
-6,512
-20% -$1.93M
ADSW
324
DELISTED
Advanced Disposal Services Inc
ADSW
$7.17M 0.05%
220,216
-87,477
-28% -$2.84M
PFE icon
325
Pfizer
PFE
$150B
$7.15M 0.05%
209,800
+71,836
+52% +$2.61M
11 12
13
14 15

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.