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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
-$28.1M
Cap. Flow %
-0.35%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.03%
2 Technology 1.75%
3 Communication Services 1.74%
4 Financials 0.97%
5 Healthcare 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
301
PUT
Edwards Lifesciences
EW
$49.7B
$3.26M 0.04%
63,900
+6,300
+11% +$319K
GD icon
302
PUT
General Dynamics
GD
$91.1B
$3.25M 0.04%
20,700
+6,500
+46% +$1.16M
AIG icon
303
PUT
American International
AIG
$38.8B
$3.25M 0.04%
82,400
+25,600
+45% +$1.12M
HUM icon
304
CALL
Humana
HUM
$47.8B
$3.24M 0.04%
11,300
+9,200
+438% +$2.92M
IDTI
305
DELISTED
Integrated Device Technology I
IDTI
$3.23M 0.04%
66,731
-30,992
-32% -$1.46M
K
306
DELISTED
Kellanova
K
$3.22M 0.04%
+60,228
New +$3.64M
P
307
DELISTED
Pandora Media Inc
P
$3.19M 0.04%
+394,006
New +$3.4M
HCA icon
308
PUT
HCA Healthcare
HCA
$94.3B
$3.19M 0.04%
25,600
+9,900
+63% +$1.33M
PM icon
309
CALL
Philip Morris
PM
$297B
$3.18M 0.04%
47,700
-27,200
-36% -$2.27M
SPGI icon
310
PUT
S&P Global
SPGI
$119B
$3.18M 0.04%
18,700
+4,100
+28% +$734K
NEE icon
311
CALL
NextEra Energy
NEE
$159B
$3.15M 0.04%
72,400
+30,000
+71% +$1.31M
DB icon
312
PUT
Deutsche Bank
DB
$68.7B
$3.13M 0.04%
+384,500
New +$3.75M
PXD
313
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$3.1M 0.04%
23,600
+5,900
+33% +$901K
TMO icon
314
PUT
Thermo Fisher Scientific
TMO
$250B
$3.04M 0.04%
13,600
+1,600
+13% +$375K
GS icon
315
Goldman Sachs
GS
$272B
$3.03M 0.04%
18,152
+6,979
+62% +$1.41M
BLK icon
316
Blackrock
BLK
$168B
$3.02M 0.04%
7,683
+561
+8% +$230K
PPG icon
317
PUT
PPG Industries
PPG
$23.9B
$3.02M 0.04%
29,500
+7,600
+35% +$787K
ADI icon
318
PUT
Analog Devices
ADI
$191B
$3M 0.04%
35,000
+6,900
+25% +$597K
VTRS icon
319
CALL
Viatris
VTRS
$20.5B
$3M 0.04%
109,600
+1,900
+2% +$61.6K
SBUX icon
320
CALL
Starbucks
SBUX
$108B
$2.98M 0.04%
46,300
+10,200
+28% +$638K
BMRN icon
321
BioMarin Pharmaceuticals
BMRN
$11.7B
$2.98M 0.04%
+35,000
New +$3.33M
VLO icon
322
PUT
Valero Energy
VLO
$111B
$2.97M 0.04%
39,600
+9,200
+30% +$808K
AZO icon
323
PUT
AutoZone
AZO
$46.5B
$2.93M 0.04%
3,500
+1,800
+106% +$1.44M
VTRS icon
324
Viatris
VTRS
$20.5B
$2.93M 0.04%
106,879
+79,021
+284% +$2.56M
CTSH icon
325
PUT
Cognizant
CTSH
$25.8B
$2.93M 0.04%
46,100
+13,300
+41% +$925K
11 12
13
14 15

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q4 2018 filing shows 182 new, 821 increased, 196 reduced and 225 closed positions. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M. The largest sale was Aetna Inc, an estimated $38.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 93% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.