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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
301
PUT
Thermo Fisher Scientific
TMO
$250B
$2.93M 0.03%
12,000
+1,200
+11% +$276K
GD icon
302
PUT
General Dynamics
GD
$91.1B
$2.91M 0.03%
14,200
+7,800
+122% +$1.53M
CRM icon
303
CALL
Salesforce
CRM
$193B
$2.89M 0.03%
18,200
+16,200
+810% +$2.4M
SCG
304
DELISTED
Scana
SCG
$2.87M 0.03%
73,881
+5,179
+8% +$199K
PG icon
305
Procter & Gamble
PG
$340B
$2.85M 0.03%
34,298
-5,083
-13% -$416K
SPGI icon
306
PUT
S&P Global
SPGI
$119B
$2.85M 0.03%
+14,600
New +$3.01M
MCD icon
307
CALL
McDonald's
MCD
$167B
$2.84M 0.03%
17,000
+16,800
+8,400% +$2.69M
MO icon
308
Altria Group
MO
$115B
$2.83M 0.03%
46,867
+11,677
+33% +$693K
SPG icon
309
PUT
Simon Property Group
SPG
$66.3B
$2.81M 0.03%
15,900
+11,900
+298% +$2.1M
KHC icon
310
The Kraft Heinz Company
KHC
$28B
$2.78M 0.03%
50,525
+48,025
+1,921% +$2.87M
DISH
311
CALL
DELISTED
DISH Network Corp.
DISH
$2.75M 0.03%
77,000
+2,000
+3% +$68.6K
ORLY icon
312
PUT
O'Reilly Automotive
ORLY
$69.7B
$2.74M 0.03%
+118,500
New +$2.52M
CXO
313
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$2.72M 0.03%
17,800
+2,000
+13% +$282K
PYPL icon
314
CALL
PayPal
PYPL
$47.1B
$2.7M 0.03%
30,700
+19,500
+174% +$1.72M
SLB icon
315
CALL
SLB Ltd
SLB
$76.5B
$2.67M 0.03%
43,800
-38,100
-47% -$2.45M
SMH icon
316
PUT
VanEck Semiconductor ETF
SMH
$78.3B
$2.66M 0.03%
+50,000
New +$2.66M
LUV icon
317
PUT
Southwest Airlines
LUV
$20.9B
$2.66M 0.03%
42,600
+27,200
+177% +$1.59M
QCOM icon
318
CALL
Qualcomm
QCOM
$216B
$2.64M 0.03%
36,600
+33,600
+1,120% +$2.21M
GDX icon
319
VanEck Gold Miners ETF
GDX
$27.6B
$2.63M 0.03%
+142,275
New +$2.84M
COST icon
320
CALL
Costco
COST
$409B
$2.61M 0.03%
11,100
+10,900
+5,450% +$2.46M
ADI icon
321
PUT
Analog Devices
ADI
$191B
$2.6M 0.03%
28,100
+19,700
+235% +$1.89M
AMAT icon
322
PUT
Applied Materials
AMAT
$385B
$2.57M 0.03%
66,500
+37,200
+127% +$1.65M
ITW icon
323
PUT
Illinois Tool Works
ITW
$78.1B
$2.57M 0.03%
+18,200
New +$2.56M
NXPI icon
324
PUT
NXP Semiconductors
NXPI
$60B
$2.56M 0.03%
30,000
-205,000
-87% -$19.7M
MPC icon
325
PUT
Marathon Petroleum
MPC
$111B
$2.55M 0.03%
+31,900
New +$2.52M
11 12
13
14 15

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.