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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$154M
Cap. Flow %
4.34%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Technology 3.88%
2 Financials 2.85%
3 Consumer Discretionary 1.65%
4 Communication Services 1.61%
5 Healthcare 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
301
Intuitive Surgical
ISRG
$141B
$329K 0.01%
+2,709
New +$339K
YEXT icon
302
Yext
YEXT
$567M
$329K 0.01%
27,400
+2,400
+10% +$30.1K
KYNB
303
Kyntra Bio
KYNB
$28.9M
$327K 0.01%
+276
New +$346K
LLEX
304
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$327K 0.01%
63,996
+850
+1% +$4.1K
FDC
305
DELISTED
First Data Corporation
FDC
$327K 0.01%
19,590
+5,125
+35% +$88.1K
MGRC icon
306
McGrath RentCorp
MGRC
$2.94B
$326K 0.01%
+6,956
New +$322K
KO icon
307
Coca-Cola
KO
$370B
$323K 0.01%
7,051
-12,032
-63% -$553K
SAIC icon
308
Saic
SAIC
$5.24B
$323K 0.01%
+4,220
New +$305K
DIOD icon
309
Diodes
DIOD
$4.88B
$318K 0.01%
+11,101
New +$345K
LZB icon
310
La-Z-Boy
LZB
$1.65B
$316K 0.01%
+10,145
New +$293K
NOC icon
311
Northrop Grumman
NOC
$81.5B
$309K 0.01%
+1,008
New +$303K
VXX
312
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$309K 0.01%
11,100
-88,900
-89% -$2.93M
EQT icon
313
EQT Corp
EQT
$34.1B
$307K 0.01%
9,920
-46,660
-82% -$1.53M
DISH
314
DELISTED
DISH Network Corp.
DISH
$306K 0.01%
+6,410
New +$319K
TARO
315
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$303K 0.01%
+2,900
New +$319K
SWX icon
316
Southwest Gas
SWX
$6.67B
$302K 0.01%
3,758
-7,337
-66% -$596K
BKD icon
317
Brookdale Senior Living
BKD
$3.03B
$300K 0.01%
30,972
-8,500
-22% -$86.7K
PRGO icon
318
Perrigo
PRGO
$1.72B
$296K 0.01%
3,403
-2,248
-40% -$193K
EVHC
319
CALL
DELISTED
Envision Healthcare Holdings Inc
EVHC
$293K 0.01%
+8,500
New +$297K
SUM
320
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$292K 0.01%
+9,458
New +$285K
CVCO icon
321
Cavco Industries
CVCO
$4.6B
$290K 0.01%
+1,903
New +$286K
MS icon
322
Morgan Stanley
MS
$344B
$290K 0.01%
+5,530
New +$280K
UIS icon
323
PUT
Unisys
UIS
$205M
$290K 0.01%
35,700
– –
CSFL
324
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$288K 0.01%
+11,200
New +$299K
WFT
325
DELISTED
Weatherford International plc
WFT
$288K 0.01%
+69,093
New +$255K
11 12
13
14 15

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $154M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 5.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.