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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
+$221M
Cap. Flow %
2.23%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.68%
2 Technology 1.34%
3 Healthcare 0.99%
4 Consumer Staples 0.88%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWW icon
301
PUT
W.W. Grainger
GWW
$58.5B
$2.62M 0.03%
10,000
– –
VAR
302
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
$2.62M 0.03%
+39,913
New +$2.53M
VAR
303
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
$2.62M 0.03%
+39,913
New +$2.53M
R icon
304
PUT
Ryder
R
$9.03B
$2.61M 0.03%
43,700
– –
NBR icon
305
PUT
Nabors Industries
NBR
$1.24B
$2.59M 0.03%
+3,230
New +$2.54M
MDT icon
306
CALL
Medtronic
MDT
$113B
$2.58M 0.03%
+48,400
New +$2.6M
COF icon
307
CALL
Capital One
COF
$123B
$2.56M 0.03%
+37,300
New +$2.51M
BAC icon
308
CALL
Bank of America
BAC
$396B
$2.55M 0.03%
185,000
– –
XME icon
309
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.4B
$2.54M 0.03%
69,400
– –
EOG icon
310
CALL
EOG Resources
EOG
$73.6B
$2.54M 0.03%
30,000
– –
EOG icon
311
PUT
EOG Resources
EOG
$73.6B
$2.54M 0.03%
30,000
– –
HYG icon
312
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
$2.52M 0.03%
27,500
-433,700
-94% -$39.8M
LLTC
313
CALL
DELISTED
Linear Technology Corp
LLTC
$2.51M 0.03%
63,400
– –
P
314
PUT
DELISTED
Pandora Media Inc
P
$2.51M 0.03%
+100,000
New +$2.05M
PNC icon
315
CALL
PNC Financial Services
PNC
$90B
$2.5M 0.03%
34,500
-13,900
-29% -$1.04M
EQT icon
316
PUT
EQT Corp
EQT
$31.8B
$2.47M 0.02%
+51,069
New +$2.37M
GE icon
317
GE Aerospace
GE
$339B
$2.35M 0.02%
+20,577
New +$2.36M
BRCM
318
PUT
DELISTED
BROADCOM CORP CL-A
BRCM
$2.35M 0.02%
90,400
+80,500
+813% +$2.27M
MTW icon
319
CALL
Manitowoc
MTW
$798M
$2.34M 0.02%
+132,034
New +$2.4M
PPG icon
320
CALL
PPG Industries
PPG
$23.9B
$2.34M 0.02%
28,000
– –
PPG icon
321
PUT
PPG Industries
PPG
$23.9B
$2.34M 0.02%
28,000
– –
ALTR
322
CALL
DELISTED
Altera Corp
ALTR
$2.33M 0.02%
+62,800
New +$2.25M
EQT icon
323
CALL
EQT Corp
EQT
$31.8B
$2.32M 0.02%
+48,129
New +$2.23M
TROW icon
324
CALL
T. Rowe Price
TROW
$22.5B
$2.3M 0.02%
32,000
– –
TROW icon
325
PUT
T. Rowe Price
TROW
$22.5B
$2.3M 0.02%
32,000
– –
11 12
13
14 15

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors's Q3 2013 filing shows 198 new, 133 increased, 108 reduced and 121 closed positions. Its largest new stake was Vodafone: 1,123,052 shares worth $40.3M. The largest sale was Apple, an estimated $36.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.